21st May 2014 13:01
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4R(1).
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
ULTRA ELECTRONICS HOLDINGS PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) |
3. | Name of person discharging managerial responsibilities/director
MR DOUGLAS CASTER
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
MRS ELIZABETH CASTER |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest IN RESPECT OF 4 ABOVE | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 5P EACH |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
MRS ELIZABETH CASTER
| 8. | State the nature of the transaction
On 20 May 2014, the Company received notification from Mrs Elizabeth Caster, wife of Mr Douglas Caster (Chairman of the Board of Directors of the Company), that on 19 May 2014 she granted security over 300,000 ordinary shares of the Company to Barclays Bank plc as collateral for a loan.
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9. | Number of shares, debentures or financial instruments relating to shares acquired
N/A
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) N/A
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
N/A
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A
|
13. | Price per share or value of transaction
£17.76 | 14. | Date and place of transaction
19/05/2014 LONDON
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15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
MRS ELIZABETH CASTER 633,522 < 0.1%
| 16. | Date issuer informed of transaction
21/05/2014 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
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19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
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21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification |
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
Sharon Harris, Company Secretary & General Counsel Tel: 02088134321
Date of notification __21/05/2014_________________________________________
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Related Shares:
ULE.L