17th May 2021 17:28
17 May 2021
Nucleus Financial Group plc
("Nucleus" or the "Company")
Share purchases under the Company's Share Incentive Plan
Director/PDMR Shareholding
Nucleus (AIM: NUC) announces that, in respect of its all-employee Share Incentive Plan ("SIP"), it has received notification that a purchase of ordinary shares of 0.1 pence each in the Company ("Ordinary Shares") by the SIP trustee on behalf of participating employees took place on 12 May 2021.
Details of the Partnership Shares and Matching Shares purchased by the SIP trustee on behalf of PDMRs are set out in the table below. The Partnership and Matching Shares were purchased by the SIP trustee on behalf of the below PDMRs at a price of 189 pence per share.
Name/Position | Number ofPartnership Shares | Number of Matching Shares | Total resulting interest in Ordinary Shares* |
David Ferguson, Chief Executive Officer | 80 | 80 | 1,815,896 (2.37%) |
Kirsty Lynagh, Chief People Officer | 80 | 80 | 7,976 (0.01%)1
|
Martin Ettles, Chief Risk Officer | 79 | 79 | 978 (0.00%) |
* Includes Ordinary Shares held by closely associated persons and the SIP trustee on behalf of the PDMR
The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further detail.
Notification of transactions of persons discharging managerial responsibilities and persons closely associated with them
1. | Details of the person discharging managerial responsibilities / person closely associated | ||||||
a) | Name | 1. David Ferguson 2. Kirsty Lynagh 3. Martin Ettles
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2. | Reason for the notification | ||||||
a) | Position / status | 1. Chief Executive Officer 2. Chief People Officer 3. Chief Risk Officer
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b) | Initial notification / amendment | Initial notification | |||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||
a) | Name | Nucleus Financial Group plc | |||||
b) | LEI | 213800MAIAI3M7LM5950 | |||||
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument;(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||
c) | Description of the financial instrument | Ordinary shares of 0.1p each
ISIN: GB00BG226J60 | |||||
d) | Nature of the transaction | Purchase and allocation of Partnership Shares and Matching Shares by the SIP trustee under the Company's SIP | |||||
e) | Price(s) and volume(s) |
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f) | Aggregated information
Aggregated volume
Price |
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g) | Date of the transaction | 12 May 2021
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h) | Place of the transaction | London Stock Exchange, AIM
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[1] The Company has been informed today that auto-disinvestments of Ordinary Shares were carried out on the individual accounts of Kirsty Lynagh and her spouse on 1 February 2021 and 8 April 2021 respectively, which were not instructed by Kirsty Lynagh or her spouse. Further information on these auto-divestments is contained below.
Notification of transactions of persons discharging managerial responsibilities and persons closely associated with them
3. | Details of the person discharging managerial responsibilities / person closely associated | ||||||
a) | Name | 1. Kirsty Lynagh 2. Craig Lynagh
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4. | Reason for the notification | ||||||
a) | Position / status | 1. Chief People Officer 2. Spouse of Kirsty Lynagh, Chief People Officer
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b) | Initial notification / amendment | Initial notification | |||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||
a) | Name | Nucleus Financial Group plc | |||||
b) | LEI | 213800MAIAI3M7LM5950 | |||||
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument;(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||
c) | Description of the financial instrument | Ordinary shares of 0.1p each
ISIN: GB00BG226J60 | |||||
d) | Nature of the transaction | Disposal of ordinary shares (auto-divestment) | |||||
e) | Price(s) and volume(s) |
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a. | Aggregated information
Aggregated volume
Price |
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b. | Date of the transaction | 1. 1 February 2021 2. 8 April 2021
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c. | Place of the transaction | London Stock Exchange, AIM
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As a result of these transactions, the total interests of Kirsty Lynagh and her spouse in the Company's Ordinary Shares as at 15 February 2021, 15 March 2021 and 13 April 2021 should have been 83,113, 83,273 and 13,770 respectively.
Nucleus
Stuart Geard, Chief Financial Officer Tel: +44 (0)13 1226 9800
Shore Capital (Nominated Adviser and Broker)
Hugh Morgan Tel: +44 (0)20 7408 4090
Edward Mansfield
Daniel Bush
Camarco (Media enquiries)
Jennifer Renwick Tel: +44 (0)20 3757 4994
Jake Thomas
Related Shares:
NUC.L