20th Oct 2016 17:59
Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
20 October 2016
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Hugo Bague
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Group executive Organisational Resources | ||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Rio Tinto plc | ||||||||
b)
| LEI
| N/A | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||||
b)
| Nature of the transaction
| Vesting of matching shares under the Global Employee Share Plan
i. Vesting of matching shares ii. Acquisition of shares in lieu of dividend; and iii. Sale of shares to cover tax
| ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
11.1013
26.110472
| ||||||||
e)
| Date of the transaction
| 2016-10-19 | ||||||||
f)
| Place of the transaction
| XLON | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Jean-Sebastien Jacques
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Chief executive | ||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Rio Tinto plc | ||||||||
b)
| LEI
| N/A | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||||
b)
| Nature of the transaction
| Vesting of matching shares under the Global Employee Share Plan
i. Vesting of matching shares ii. Acquisition of shares in lieu of dividend; and iii. Sale of shares to cover tax
| ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
7.8521
26.110472 | ||||||||
e)
| Date of the transaction
| 2016-10-19 | ||||||||
f)
| Place of the transaction
| XLON | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Debra Valentine
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Group executive Legal & Regulatory Affairs | ||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Rio Tinto plc
| ||||||||
b)
| LEI
| N/A | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
American Depositary Shares (ADS)
US672041008
| ||||||||
b)
| Nature of the transaction
| Vesting of matching shares under the Global Employee Share Plan
i. Vesting of matching shares ii. Acquisition of shares in lieu of dividend; and iii. Sale of shares to cover tax
| ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
15.2406
32.5452
| ||||||||
e)
| Date of the transaction
| 2016-10-19 | ||||||||
f)
| Place of the transaction
| NYSE | ||||||||
Victoria HamesActing Company Secretary
| |
Rio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 1668Registered in England No. 719885
|
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