8th Oct 2012 07:00
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARING MANAGERIAL
RESPONSIBILITY AND CONNECTED PERSONS Annex DTR31. Name of the issuer 2. State whether the notification relates to (i) a transaction CANACCORD FINANCIAL INC. notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3. Name of person discharging 4. State whether notification relates managerial responsibilities/ to a person connected with a person director discharging managerial responsibilities/director named in ALEXIS DE ROSNAY 3 and identify the connected person N/A 5. Indicate whether the 6. Description of shares (including
notification is in respect of a class), debentures or derivatives holding of the person referred or financial instruments relating to in 3 or 4 above or in respect to shares of a non-beneficial interest RESTRICTED SHARE UNITS NOTIFICATION RELATES TO THE PERSONS NAMED IN 3.
7. Name of registered shareholders 8 State the nature of the transaction
(s) and, if more than one, the number of shares held by each of GRANT OF RESTRICTED SHARE UNITS them ALEXIS DE ROSNAY
9. Number of shares, debentures or 10. Percentage of issued class acquired
financial instruments relating (treasury shares of that class to shares acquired should not be taken into account when calculating percentage) 360,000 RESTRICTED SHARE UNITS N/A
11. Number of shares, debentures or 12. Percentage of issued class disposed
financial instruments relating (treasury shares of that class to shares disposed should not be taken into account when calculating percentage) N/A N/A
13. Price per share or value of 14. Date and place of transaction transaction VANCOUVER, OCTOBER 5, 2012 $5.688 CANADIAN 15. Total holding following 16. Date issuer informed of transaction
notification and total percentage holding following OCTOBER 5, 2012 notification (any treasury shares should not be taken into account when calculating percentage) N/A
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable 19. Total amount paid (if any) for 20. Description of shares or debentures grant of the option involved (class and number)
21. Exercise price (if fixed at time 22. Total number of shares or
of grant) or indication that debentures over which options held
price is to be fixed at the time following notification of exercise 23. Any additional information 24. Name of contact and telephone
number for queries NONE JULIA GRAY 1-416-687-5315
Name of authorised official of issuer responsible for making notification JULIA GRAY, ASSOCIATE GENERAL COUNSEL AND ASSISTANT CORPORATE SECRETARY Date of Notification OCTOBER 8, 2012
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
XLONRelated Shares:
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