20th Aug 2012 14:48
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Annex DTR31. Name of the issuer 2. State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in CANACCORD FINANCIAL INC. accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3. Name of person discharging 4. State whether notification relates
managerial responsibilities/ to a person connected with a person director discharging managerial responsibilities/director named in 3 and identify the connected person PAUL REYNOLDS N/A 5. Indicate whether the 6. Description of shares (including
notification is in respect of a class), debentures or derivatives holding of the person referred or financial instruments relating to in 3 or 4 above or in respect to shares of a non-beneficial interest COMMON SHARES NOTIFICATION RELATES TO THE PERSON NAMED IN 3
7. Name of registered shareholders 8 State the nature of the transaction
(s) and, if more than one, the number of shares held by each of them PURCHASE PAUL REYNOLDS: 1,034,774
9. Number of shares, debentures or 10. Percentage of issued class acquired
financial instruments relating (treasury shares of that class to shares acquired should not be taken into account when calculating percentage) 5,000 0.005%
11. Number of shares, debentures or 12. Percentage of issued class disposed
financial instruments relating (treasury shares of that class to shares disposed should not be taken into account when calculating percentage) N/A N/A
13. Price per share or value of 14. Date and place of transaction
transaction AUGUST 17, 2012 5,000 SHARES AT CAD$4.7275 VANCOUVER, CANADA
15. Total holding following 16. Date issuer informed of transaction
notification and total percentage holding following notification (any treasury shares should not be taken into AUGUST 17, 2012 account when calculating percentage) PAUL REYNOLDS: 1,039,774/1.02% THE FIGURE ABOVE INCLUDES SHAREHOLDINGS OWNED BY MR. REYNOLDS' SPOUSE
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable
19. Total amount paid (if any) for 20. Description of shares or debentures
grant of the option involved (class and number)
21. Exercise price (if fixed at time 22. Total number of shares or
of grant) or indication that debentures over which options held price is to be fixed at the time following notification of exercise
23. Any additional information 24. Name of contact and telephone
number for queries NONE MARTIN MacLACHLAN 1-416-867-6078
Name of authorised official of issuer responsible for making notification
MARTIN MacLACHLAN, GENERAL COUNSEL AND CORPORATE SECRETARY Date of Notification AUGUST 20, 2012
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to
a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
CF..L