21st Mar 2011 16:20
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Findel plc
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR3.12R
|
3. | Name of person discharging managerial responsibilities/director
Mike Hawker | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
1) Person named in 3 2) Mrs B A Hawker
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
Person named in 4
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 5 pence each |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
1) Williams De Broe Ltd 34,000 Mike Hawker 180,980 2) Williams De Broe Ltd 68,000
| 8. | State the nature of the transaction
Acquisition of shares on take up of rights issue |
9. | Number of shares, debentures or financial instruments relating to shares acquired
282,980 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.016%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
£0.0654 per share | 14. | Date and place of transaction
15 March 2011 |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
396,172 (0.023%)
| 16. | Date issuer informed of transaction
20 March 2011 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Mark Ashcroft, Company Secretary
|
Name of authorised official of issuer responsible for making notification
Date of notification 21 March 2011 Mark Ashcroft, Company Secretary
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
STU.L