10th Jan 2019 17:14
Brewin Dolphin Holdings PLC
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Susan Beckett
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Chief Risk Officer (PDMR) | ||||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. All shares sold as a result of the exercise. | ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
21,685 shares (exercise)
0.00p (exercise)
21,685 shares (sale)
332.1p (sale)
| ||||||||
e)
| Date of the transaction
| 7 January 2019 | ||||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Robin Beer
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | ||||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. All shares sold as a result of the exercise. | ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
22,304 shares (exercise)
0.00p (exercise)
22,304 (sale)
332.09p (sale) | ||||||||
e)
| Date of the transaction
| 7 January 2019 | ||||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Charles Ferry
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Managing Director of Private Clients (PDMR) | ||||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. All shares sold as a result of the exercise. | ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
29,739 shares (exercise)
0.00p (exercise)
29,739 shares (sale)
337.64p (sale) | ||||||||
e)
| Date of the transaction
| 9 January 2019 | ||||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| David Nicol
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Chief Executive (Director/PDMR) | ||||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant. Sufficient shares sold to cover income tax and national insurance liabilities. | ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
37,174 shares (exercise)
0.00p (exercise)
17,885 shares (sale)
335.8p (sale)
| ||||||||
e)
| Date of the transaction
| 7 January 2019 | ||||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Richard Buxton | ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Group Human Resources Director (PDMR) | ||||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument Identification code
| Shares
GB0001765816 | ||||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2015 grant.
Sufficient shares sold to cover income tax and national insurance liabilities.
Sale of own shares. | ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
8,674 shares (exercise)
0.00p (exercise)
23,895 shares (sale)
335.69p (sale)
| ||||||||
e)
| Date of the transaction
| 7 January 2019 | ||||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||||
Related Shares:
BRW.L