10th Jun 2020 16:35
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Susan Beckett
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Risk Officer (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument Identification code
| Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Acquisition of shares through the Group's Share Incentive Plan. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information - Aggregated volume
- Price
|
56 ordinary 1p shares
298.19p
| ||||
e)
| Date of the transaction
| 05 June 2020 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Robin Beer
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument Identification code
| Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Acquisition of shares through the Group's Share Incentive Plan. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
56 ordinary 1p shares
298.19p
| ||||
e)
| Date of the transaction
| 05 June 2020 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Richard Buxton | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Group Human Resources Director (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument Identification code
| Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Acquisition of shares through the Group's Share Incentive Plan. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
56 ordinary 1p shares
298.19p
| ||||
e)
| Date of the transaction
| 05 June 2020 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Charles Ferry
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Private Clients (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument Identification code
| Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Acquisition of shares through the Group's Share Incentive Plan. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
47 ordinary 1p shares
298.19p
| ||||
e)
| Date of the transaction
| 05 June 2020 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Nicholas Fitzgerald | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Financial Planning (PDMR) | ||||
b)
| Initial notification /Amendment | Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument Identification code
| Shares
GB0001765816
| ||||
b)
| Nature of the transaction
| Acquisition of shares through the Group's Share Incentive Plan. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
48 ordinary 1p shares
298.19p
| ||||
e)
| Date of the transaction
| 05 June 2020 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| David Nicol | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Executive (Director) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
| |||||
a)
| Description of the financial instrument, type of instrument Identification code
| Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Acquisition of shares through the Group's Share Incentive Plan. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
56 ordinary 1p shares
298.19p
| ||||
e)
| Date of the transaction
| 05 June 2020 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
Brewin Dolphin Holdings PLC
(the 'Company')
Siobhan Boylan received a share award under the Company's Share Award Agreement ('SAA') on 29 March 2019 for 187,206 shares (the 'Award'). This Award has a staggered vesting period and the second tranche of 63,415 shares has vested.
The Company has in place an automatic sell provision to cover tax and NICs for the employee (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').
Siobhan Boylan has retained the Balance of Shares.
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Siobhan Boylan | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Financial Officer (PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Following the automatic vesting of the Award, a number of shares were sold (the 'Sale') as a result of applying the Provision. The remaining Balance of Shares were acquired (the 'Acquisition').
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
- Aggregated volume
- Price
|
Sale
29,913 shares
273.78p
Acquisition
33,502 shares
0.00p | ||||||
e)
| Date of the transaction
| 2020-04-30 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
Related Shares:
BRW.L