5th Dec 2018 12:07
Brewin Dolphin Holdings PLC
(the 'Company')
Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') in December 2015 (the 'Awards'). The performance period for the Awards was three years to 30 September 2018. Performance against the criteria was tested and the Awards automatically vested at 74.6% on 3 December 2018.
The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').
Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used to calculate the Provision.
All individuals listed below have retained the Balance of Shares.
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Susan Beckett
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Risk Officer (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
32,976 shares
£3.296
| ||||
e)
| Date of the transaction
| 2018-12-03 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Robin Beer
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
16,483 shares
£3.296
| ||||
e)
| Date of the transaction
| 2018-12-03 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Charles Ferry
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Private Clients (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
14,651 shares
£3.296
| ||||
e)
| Date of the transaction
| 2018-12-03 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Nicholas Fitzgerald
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Financial Planning (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
11,318 shares
£3.296
| ||||
e)
| Date of the transaction
| 2018-12-03 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| David Nicol
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Executive (Director/PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
51,282 shares
£3.296
| ||||
e)
| Date of the transaction
| 2018-12-03 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Richard Buxton | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| HR Director (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
30,769 shares
£3.296
| ||||
e)
| Date of the transaction
| 2018-12-03 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
Related Shares:
BRW.L