2nd Oct 2008 16:33
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director DR S C BIRD |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them STEPHEN CHARLES BIRD |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 11,802 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 4,839 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director MR C I J H DRUMMOND |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them COLIN IRWIN JOHN DRUMMOND |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 28,098 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 11,521 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director MR D J DUPONT |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them DAVID JEREMY DUPONT |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 28,098 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 11,521 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director MR B S HURLEY |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them BARRIE SIDNEY HURLEY |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 8,091 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 3,318 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director MRS M S READ |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them MONICA SUSAN READ |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 7,641 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 3,133 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director MR D B ROBERTSON |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them DAVID BALFOUR ROBERTSON |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 7,116 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 2,918 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director MR K D WOODIER |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them KENNETH DAVID WOODIER |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 15,733 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 6,451 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer PENNON GROUP PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
|
3. |
Name of person discharging managerial responsibilities/director MR M HELLINGS |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/ director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 HOLDING IN RESPECT OF 3. ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES @ 40.7p |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them MICHAEL HELLINGS |
8. |
State the nature of the transaction VESTING BY PENNON SHARE PLANS (GUERNSEY) LIMITED ('PLAN TRUSTEE') OF 70% (THE REMAINING 30% HAS LAPSED) OF THE AWARD MADE BY THE ISSUER IN SEPTEMBER 2005 PURSUANT TO THE ISSUER'S RESTRICTED SHARE PLAN AT THE END OF THE 3 YEAR RESTRICTED PERIOD AND UPON SATISFACTION OF A TOTAL SHAREHOLDER RETURN PERFORMANCE CONDITION. ALSO, THE SALE BY THE PLAN TRUSTEE OF SUFFICIENT OF THE SHARES RELEASED TO MEET THE INCOME TAX AND NATIONAL INSURANCE LIABILITIES OF THE PDMR/DIRECTOR ARISING FROM THE VESTING |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 14,611 CORRECTED REDUCED FIGURE FROM DIRECTOR/PDMR SHAREHOLDER NOTIFICATION DATED 30.9.08 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) LESS THAN 0.01% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed 5,991 AS REPORTED IN ABOVE NOTIFICATION DATED 30.9.08 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Less than 0.01% |
|
13. |
Price per share or value of transaction 5.921346p PER SHARE (VESTING AND SALE PRICE) |
14. |
Date and place of transaction 26 SEPTEMBER 2008, LONDON, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) LESS THAN 0.05% |
16. |
Date issuer informed of transaction 29 SEPTEMBER 2008 - CORRECTED 2 OCTOBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
|
19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
|
23. |
Any additional information - |
24. |
Name of contact and telephone number for queries K D WOODIER TEL: 01392 443150 |
|
Name of authorised official of issuer responsible for making notification K D WOODIER Date of notification 2 OCTOBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
www.pennon-group.co.uk
End transmission
Related Shares:
Pennon