28th Sep 2017 16:00
Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
28 September 2017
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Bold Baatar
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief executive, Energy & Minerals | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under a dividend reinvestment plan, on shares held in: 1. Vested Share Account 2. Global Employee Share Plan
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
179.74816
£34.6192 | ||||||
e)
| Date of the transaction
| 2017-09-26 | ||||||
f)
| Place of the transaction
| XLON | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Alfredo Barrios | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief executive, Rio Tinto Aluminium | ||||||
b)
| Initial notification /Amendment
| Initial Notifcation | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757
| ||||||
b)
| Nature of the transaction
| Acquisition of shares under a dividend reinvestment plan, on shares held in: 1. Vested Share Account 2. Global Employee Share Plan
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
78.3013
£34.6192 | ||||||
e)
| Date of the transaction
| 2017-09-26 | ||||||
f)
| Place of the transaction
| XLON | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Joanne Farrell | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Group executive, Health, Safety & Environment | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Acquisition of shares under a dividend reinvestment plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
70
£34.6192 | ||||
e)
| Date of the transaction
| 2017-09-26 | ||||
f)
| Place of the transaction
| XLON | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Jean-Sébastien Jacques
| ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Chief executive | ||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Rio Tinto plc | ||||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||||
b)
| Nature of the transaction
| Acquisition of shares under a dividend reinvestment plan, on shares held in: 1. Vested Share Account 2. UK Share Plan 3. Global Employee Share Plan
| ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
713.63411
£34.6192 | ||||||||
e)
| Date of the transaction
| 2017-09-26 | ||||||||
f)
| Place of the transaction
| XLON | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Vera Kirikova | ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Human Resources Group executive | ||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Rio Tinto plc | ||||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757
| ||||||||
b)
| Nature of the transaction
| Acquisition of shares under a dividend reinvestment plan, on shares held in: 1. Vested Share Account 2. UK Share Plan 3. Global Employee Share Plan
| ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
50.48048
£34.6192 | ||||||||
e)
| Date of the transaction
| 2017-09-26 | ||||||||
f)
| Place of the transaction
| XLON | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||
a)
| Name
| Christopher Lynch | ||||||||
2
| Reason for the notification
| |||||||||
a)
| Position/status
| Chief financial officer | ||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||
a)
| Name
| Rio Tinto plc | ||||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757
| ||||||||
b)
| Nature of the transaction
| Acquisition of shares under a dividend reinvestment plan, on shares held in: 1. Vested Share Account 2. UK Share Plan 3. Global Employee Share Plan
| ||||||||
c)
| Price(s) and volume(s)
|
| ||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
598.66222
£34.6192 | ||||||||
e)
| Date of the transaction
| 2017-09-26 | ||||||||
f)
| Place of the transaction
| XLON | ||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Simone Niven | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Corporate Relations Group executive | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares under a dividend reinvestment plan, on shares held in: 1. Vested Share Account 2. UK Share Plan
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
36.71018
£34.6192 | ||||||
e)
| Date of the transaction
| 2017-09-26 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Steve AllenGroup Company Secretary
| |
Rio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 2058Registered in England No. 719885
|
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Rio Tinto