27th Oct 2006 11:55
Prudential PLC27 October 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIALRESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification requiredby DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes should in block capital letters. 1. Name of the issuer Prudential plc 2. State whether the notification relates to (i) a transaction notified inaccordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (asextended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) Philip Broadley, Nick Prettejohn - Prudential plc, Egg Banking plc - iii Sir David Clementi, Michael Garrett, Clark Manning, Michael McLintock, RobertoMendoza, Kathleen O'Donovan, Mark Tucker - Prudential plc - iii Rebecca Burrows, Peter Maynard, Priscilla Vacassin - i 3. Name of person discharging managerial responsibilities/director Philip Broadley, Sir David Clementi, Michael Garrett, Clark Manning, MichaelMcLintock, Roberto Mendoza, Kathleen O'Donovan, Nick Prettejohn, Mark Tucker,Rebecca Burrows, Peter Maynard, Priscilla Vacassin 4. State whether notification relates to a person connected with a persondischarging managerial responsibilities/director named in 3 and identify theconnected person Gillian Broadley - wife of Philip Broadley Bryony Maynard - wife of Peter Maynard 5. Indicate whether the notification is in respect of a holding of the personreferred to in 3 or 4 above or in respect of a non-beneficial interest Notification relates to the persons named in 3 and 4 above 6. Description of shares (including class), debentures or derivatives orfinancial instruments relating to shares ordinary shares of 5p each 7. Name of registered shareholders(s) and, if more than one, the number ofshares held by each of them (See section 9 for the number of shares held) Philip Broadley & Gillian Broadley - in own name Philip Broadley & Gillian Broadley - shares held in an ISA in name of RockNominees Limited Philip Broadley - shares held in Trust in the name of BWCI Trust Company Limited Sir David Clementi - shares held in the name of Frank Nominees Limited atKleinwort Benson Michael Garrett - in own name Michael Garrett - shares held in Trust in the name of HSBC Global CustodyNominees UK Limited Clark Manning - in own name Roberto Mendoza -shares held in the name of Goldman Sachs Securities (Nominees)Limited Michael McLintock - shares held in Trust in the name of BWCI Trust CompanyLimited Kathleen O'Donovan - in own name Nick Prettejohn - in own name Mark Tucker - in own name Mark Tucker - shares held in Trust in the name of BWCI Trust Company Limited Rebecca Burrows - shares held in Trust in the name of BWCI Trust Company Limited Peter Maynard & Bryony Maynard - in own name Peter Maynard - shares held in Trust in the name of BWCI Trust Company Limited Priscilla Vacassin - shares held in Trust in the name of BWCI Trust CompanyLimited 8 State the nature of the transaction Scrip dividend on ordinary shares of Prudential plc - see section 9 9. Number of shares, debentures or financial instruments relating to sharesacquired Philip Broadley 262 ordinary shares (255 shares for the Director and 7 shares for his spouse) 41 ordinary shares on shares held in an ISA with Rock Nominees Limited (32shares on behalf of the Director and 9 shares on behalf of his spouse) 356 ordinary shares acquired in respect of shares held in Trust under theDirector's Deferred Share Award under the Prudential Annual Incentive Plan Sir David Clementi - 304 ordinary shares in respect of the shares held withKleinwort Benson Michael Garrett 5 ordinary shares 158 ordinary shares in respect of shares held in the name of HSBC Global CustodyNominees UK Limited Clark Manning - 238 ordinary shares Roberto Mendoza - 1,990 ordinary shares in respect of shares held in the name ofGoldman Sachs (Nominees) Limited Michael McLintock - 2,191 ordinary shares acquired in respect of shares held inTrust under the Director's Deferred Share Award under the Prudential AnnualIncentive Plan Kathleen O'Donovan - 79 ordinary shares Nick Prettejohn - 93 ordinary share Mark Tucker 853 ordinary shares 318 ordinary shares acquired in respect of shares held in Trust under theDirector's Deferred Share Award under the Prudential Annual Incentive Plan Rebecca Burrows - 139 ordinary shares acquired in respect of shares held inTrust under the Director's Deferred Share Award under the Prudential AnnualIncentive Plan Peter Maynard 161 ordinary shares (73 shares for the Director and 88 shares for his spouse) 397 ordinary shares acquired in respect of shares held in Trust under theDirector's Deferred Share Award under the Prudential Annual Incentive Plan Priscilla Vacassin - 33 ordinary shares acquired in respect of shares held inTrust under the Director's Deferred Share Award under the Prudential AnnualIncentive Plan 10. Percentage of issued class acquired (treasury shares of that class shouldnot be taken into account when calculating percentage) Philip Broadley Less than 0.00003% Sir David Clementi Less than 0.00002% Michael Garrett Less than 0.000007% Clark Manning Less than 0.00001% Roberto Mendoza Less than 0.00009% Michael McLintock Less than 0.00009% Kathleen O'Donovan Less than 0.000004% Nick Prettejohn Less than 0.000004% Mark Tucker Less than 0.00005% Rebecca Burrows Less than 0.000006% Peter Maynard Less than 0.00003% Priscilla Vacassin Less than 0.000002% 11. Number of shares, debentures or financial instruments relating to sharesdisposed .................................... 12. Percentage of issued class disposed (treasury shares of that class shouldnot be taken into account when calculating percentage) .................................... 13. Price per share or value of transaction 577.0p 14. Date and place of transaction 27 October 2006, London 15. Total holding following notification and total percentage holding followingnotification (any treasury shares should not be taken into account whencalculating percentage) Philip Broadley 769,290 (Less than 0.04%) Sir David Clementi 33,582 (Less than 0.002%) Michael Garrett 17,585 (Less than 0.0008%) Clark Manning 896,075 (Less than 0.04%) Roberto Mendoza 214,675 (Less than 0.009%) Michael McLintock 527,140 (Less than 0.03%) Kathleen O'Donovan 11,900 (Less than 0.0005%) Nick Prettejohn 298,449 (Less than 0.02%) Mark Tucker 892,921 (Less than 0.04%) Rebecca Burrows 185,951 (Less than 0.008%) Peter Maynard 366,054 (Less than 0.02%) Priscilla Vacassin 151,703 (Less than 0.007%) 16. Date issuer informed of transaction 27 October 2006 If a person discharging managerial responsibilities has been granted options bythe issuer complete the following boxes 17 Date of grant .................................... 18. Period during which or date on which it can be exercised .................................... 19. Total amount paid (if any) for grant of the option .................................... 20. Description of shares or debentures involved (class and number) .................................... .................................... 21. Exercise price (if fixed at time of grant) or indication that price is to befixed at the time of exercise .................................... 22. Total number of shares or debentures over which options held followingnotification .................................... 23. Any additional information .................................... 24. Name of contact and telephone number for queries Jennie Webb, Group Secretarial, 020 7548 2027 Name and signature of duly authorised officer of issuer responsible for makingnotification Sue Windridge, Company Secretary Prudential UK, 020 7548 2607 Date of notification 27 October 2006 Prudential plc is not affiliated in any manner with Prudential Financial, Inc, acompany whose principal place of business is in the United States of America END This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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