5th Nov 2008 14:46
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
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(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
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(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
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(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
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(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
HENDERSON GROUP PLC
2.State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
(ii) DIRECTOR
3. Name of person discharging managerial responsibilities/director
ANDREW JAMES FORMICA
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
NOTIFICATION IS IN RESPECT OF THE SHAREHOLDER NAMED IN 3 ABOVE
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
BENEFICIAL
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF TWELVE AND A HALF PENCE EACH
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
CITICORP NOMINEES PTY LIMITED - 1,322,785 CDIS REPRESENTING ORDINARY SHARES OF 12.5 PENCE EACH
HARGREAVES LANSDOWN PENSION TRUSTEES LIMITED - 251,995 ORDINARY SHARES OF 12.5 PENCE EACH
8 State the nature of the transaction
INITIAL DIRECTOR'S INTEREST NOTICE
9. Number of shares, debentures or financial instruments relating to shares acquired
-
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
-
11. Number of shares, debentures or financial instruments relating to shares disposed
-
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
13. Price per share or value of transaction
-
14. Date and place of transaction
5 NOVEMBER 2008
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
1,574,780 (1,322,785 CDIS HELD BY CITICORP NOMINEES PTY LIMITED AND 251,995 ORDINARY SHARES HELD BY HARGREAVES LANSDOWN PENSION TRUSTEES LIMITED)
16. Date issuer informed of transaction
5 NOVEMBER 2008
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant
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18. Period during which or date on which it can be exercised
-
19. Total amount paid (if any) for grant of the option
-
20. Description of shares or debentures involved (class and number)
A) HENDERSON GROUP LONG TERM INCENTIVE PLAN (LTIP)
2006 LTIP: performance share awards capable of vesting in March 2009 subject to relative TSR performance over 3 years 2006 to 2008.
2007 LTIP: performance share awards capable of vesting in March 2010 subject to relative TSR performance over 3 years 2007 to 2009.
2008 LTIP: performance share awards capable of vesting in February 2011 subject to relative TSR performance over 3 years 2008 to 2010.
Interest in LTIP on appointment on 5 November 2008:
2006 LTIP: 242,500 performance shares
2007 LTIP: 175,000 performance shares
2008 LTIP: 175,000 performance shares
B) HENDERSON GROUP DEFERRED EQUITY PLAN (DEP)
Restricted shares paid in lieu of STI payments with no performance hurdles and matching shares conditional on remaining in employment
2006(a) DEP: capable of vesting in March 2009
2006(b) DEP: capable of vesting in April 2009
2008 DEP: capable of vesting in March 2011
Interest in DEP on appointment on 5 November 2008:
2006(a) DEP: 254,734 restricted shares and 90,776 matching shares
2006(b) DEP: 6,760 restricted shares and 2,409 matching shares
2008 DEP: 236,923 restricted shares and 59,230 matching shares
C) HENDERSON GROUP RESTRICTED SHARE PLAN (RSP)
Restricted shares subject to performance conditions.
Interest in RSP on appointment on 5 November 2008:
2008 RSP: 3,684,207 shares capable of vesting in 3 tranches:
March 2010: 1,228,069 shares
March 2011: 1,228,069 shares
March 2012: 1,228,069 shares
D) HENDERSON GROUP EMPLOYEE SHARE OWNERSHIP PLAN (ESOP)
Shares purchased with part of post-tax STI payment and held in trust and matching shares conditional on remaining in employment.
Interest in ESOP on appointment on 5 November 2008:
2005 ESOP: 283,277 shares and 327,640 matching shares capable of vesting June 2009
2006 ESOP: 150,540 shares and 174,117 matching shares capable of vesting June 2009
2007 ESOP: 66,755 shares and 72,222 matching shares capable of vesting June 2010
2008 ESOP: 27,692 shares and 27,692 matching shares capable of vesting June 2011
E) HENDERSON GROUP ORDINARY SHARESAVE PLAN (SAYE)
Savings-related share option scheme capable of vesting in June 2011 at an exercise price of 76.8 pence per share
Interest in SAYE on appointment on 5 November 2008: 12,500 options
F) HENDERSON GROUP BUY AS YOU EARN PLAN (BAYE)
Shares held in Trust in accordance with the BAYE.
Interest in BAYE on appointment on 5 November 2008:
4,886 partnership shares
7,883 matching shares
6,761 free shares
4,299 dividend shares
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
22. Total number of shares or debentures over which options held following notification
AS ABOVE
23. Any additional information
-
24. Name of contact and telephone number for queries
MRS W J KING - 020 7818 4233
Name and signature of duly authorised officer of issuer responsible for making notification
MRS W J KING
Date of notification
5 NOVEMBER 2008
END
Related Shares:
HGG.L