7th Mar 2022 14:10
K3 CAPITAL GROUP PLC
("K3", the "Company" and including its subsidiaries, the "Group")
Director/PDMR Dealing
K3 Capital Group plc, a multi-disciplinary professional services firm providing advisory services to SMEs, announces that on 3 March 2022, Tony Ford, Executive Vice Chairman of the Company, and John Rigby, Chief Executive Officer of the Company, each gifted 250,000 ordinary shares of 1 penny each in the Company ("Ordinary Shares") at a valuation of £2.875 per Ordinary Share (the "Gifts") to the Ford Family Foundation and The Rigby Family Charitable Trust, respectively.
The Ford Family Foundation was set up as a registered charity in April 2020 with the principal aim of delivering such charitable purposes (within the laws of England and Wales) as the Trustees may think fit through the provision of social investments and/or grants, coupled with an option to access business skills and expertise, to charities and not for profit organisations.
The Rigby Family Charitable Trust has been set up as a registered charity within CAF (The Charities Aid Foundation) with the principal aim of delivering such charitable purposes (within the laws of England and Wales) as the Trustees may see fit.
Following the Gifts, the Ford Family Foundation holds 750,000 shares and Tony Ford, together with his connected persons, total interest remains as 5,546,228 Ordinary Shares representing 7.55 per cent. of the Company's issued share capital. John Rigby's total interest remains at 7,617,895 Ordinary Shares, representing 10.36 per cent. of the Company's issued share capital.
K3 Capital Group plc | Tel: c/o Newgate 020 7680 6550 |
John Rigby, Chief Executive Officer | www.k3capitalgroupplc.com |
Andrew Melbourne, Chief Financial Officer | |
finnCap Ltd (Nominated Adviser and Joint Broker) | Tel: 020 7220 0500 |
Jonny Franklin-Adams, Charlie Beeson, George Dollemore (Corporate Finance) | |
Tim Redfern, Richard Chambers (Corporate Broking) | |
Canaccord Genuity Limited (Joint Broker) | Tel: 020 7523 8000 |
Bobbie Hilliam (Corporate Broking) | |
Alex Aylen (Head of Equities)
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SEC Newgate (Financial PR) | Tel: +44 (0) 203 757 6880 |
Bob Huxford Axaule Shukanayeva Isabelle Smurfit | K3Capital@secnewgate.co.uk |
For further information please contact:
Information on K3 Capital Group plc can be accessed via the Group's website at: www.k3capitalgroupplc.com
About K3 Capital
K3 Capital Group plc is a multi-disciplinary and complementary professional services group advising UK SMEs, with operations throughout the UK and overseas.
Services provided by the Group fall into three key operating divisions:
• M&A Division:
o Company sales and business brokerage
o Corporate finance services
o Transaction services
o Off-market acquisitions
o Debt advisory
• Tax Division:
o Research and development tax credit advisory
o Tax investigations
o Tax planning
o Tax advisory
• Restructuring Division:
o Restructuring advisory
o Financial advisory
o Creditor services
o Forensic accounting and expert witness
o Pensions advisory
o Accelerated M&A
The below notification is made in accordance with the requirements of the EU Market Abuse Regulation.
1. | Details of the person discharging managerial responsibilities/person closely associated | |||||||
a) | Name: | Tony Ford - Executive Vice Chairman | ||||||
2. | Reason for the notification | |||||||
a) | Position/status: | PCA | ||||||
b) | Initial notification/Amendment: | Initial Notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name: | K3 Capital Group plc | ||||||
b) | LEI: | 21380043EWYIWISOAN87 | ||||||
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary shares of 1 pence per share GB00BF1HPD20 | ||||||
b) | Nature of the transaction: | Gift of Ordinary Shares
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c) | Price(s) and volume(s): |
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d) | Aggregated information: ·Aggregated volume: ·Price: | Single transaction as in 4 c) above
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e) | Date of the transaction: | 03/03/2022 | ||||||
f) | Place of the transaction: | Off market | ||||||
1. | Details of the person discharging managerial responsibilities/person closely associated | |||||||
a) | Name: | John Rigby | ||||||
2. | Reason for the notification | |||||||
a) | Position/status: | Chief Executive Officer | ||||||
b) | Initial notification/Amendment: | Initial Notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name: | K3 Capital Group plc | ||||||
b) | LEI: | 21380043EWYIWISOAN87 | ||||||
4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary shares of 1 pence per share GB00BF1HPD20 | ||||||
b) | Nature of the transaction: | Gift of Ordinary Shares
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c) | Price(s) and volume(s): |
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d) | Aggregated information: ·Aggregated volume: ·Price: | Single transaction as in 4 c) above
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e) | Date of the transaction: | 03/03/2022 | ||||||
f) | Place of the transaction: | Off market | ||||||
Related Shares:
K3C.L