15th Aug 2012 07:00
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
TORONTO, Aug. 15, 2012 /CNW/ -
Annex DTR3
1. Name of the issuer 2. State whether the notification relates to (i) a CANACCORD FINANCIAL INC. transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3. Name of person discharging 4. State whether notification relates to a
managerial person responsibilities/director connected with a person discharging managerial PAUL REYNOLDS responsibilities/director named in 3 and identify the connected person N/A
5. Indicate whether the 6. Description of shares (including class),
notification is in respect debentures of a holding of the person or derivatives or financial instruments referred to in 3 or 4 relating to shares above or in respect of a non-beneficial interest COMMON SHARES NOTIFICATION RELATES TO THE PERSONS NAMED IN 3 7. Name of registered 8. State the nature of the transaction shareholders(s) and, if more than one, the number of PURCHASE shares held by each of them PAUL REYNOLDS: 1,019,774
9. Number of shares, debentures 10. Percentage of issued class acquired
or financial (treasury instruments relating to shares of that class should not be taken shares acquired into account when calculating percentage) 5,000 0.005%
11. Number of shares, debentures 12. Percentage of issued class disposed
or financial (treasury instruments relating to shares of that class should not be taken shares disposed into account when calculating percentage) N/A N/A 13. Price per share or value of 14. Date and place of transaction transaction AUGUST 14, 2012, 5,000 SHARES AT CAD$4.72 VANCOUVER, CANADA 15. Total holding following 16. Date issuer informed of transaction notification and total percentage holding following AUGUST 14, 2012 notification (any treasury shares should not be taken into account when calculating percentage) PAUL REYNOLDS: 1,024,774/ 1.00% THE FIGURE ABOVE INCLUDES SHAREHOLDINGS OWNED BY MR. REYNOLDS' SPOUSE
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant 18. Period during which or date on which exercisable
19. Total amount paid (if any) for 20. Description of shares or debentures
grant of the involved option (class and number)
21. Exercise price (if fixed at 22. Total number of shares or debentures over
time of grant) or which indication that price is to be options held following notification fixed at the time of exercise
23. Any additional information 24. Name of contact and telephone number for
queries NONE MARTIN MacLACHLAN 1-416-867-6078
Name of authorised official of issuer responsible for making notification
MARTIN MacLACHLAN, GENERAL COUNSEL AND CORPORATE SECRETARY
Date of Notification AUGUST 15, 2012
Notes: This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4. (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
SOURCE: Canaccord Financial Inc.
For further information:
(CF.)
Related Shares:
CF..L