22nd Feb 2017 16:15
Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
22 February 2017
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Bold Baatar
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief executive, Energy & Minerals | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Part 1 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| (i) Vesting of shares under the Performance Share Plan (ii) Vesting of shares under the Management Share Plan
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
4689
£36.1788 | ||||||
e)
| Date of the transaction
| 2017-02-20 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Part 2 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| (iii) Performance Share Plan - sale of shares to cover tax (iv) Management Share Plan - sale of shares to cover tax
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
£36.1788
607 | ||||||
e)
| Date of the transaction
| 2017-02-20 | ||||||
f)
| Place of the transaction
| XLON | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Jean-Sébastien Jacques
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief executive | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Vesting of shares under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
7085
£36.1788 | ||||
e)
| Date of the transaction
| 2017-02-20 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Performance Share Plan: sale of shares to cover tax.
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
3325
£36.1788 | ||||
e)
| Date of the transaction
| 2017-02-20 | ||||
f)
| Place of the transaction
| XLON | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Christopher Lynch | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief financial officer | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Vesting of shares under the Performance Share Plan | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
14369
£36.1788
| ||||
e)
| Date of the transaction
| 2017-02-20 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Performance Share Plan: sale of shares to cover tax. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
6739
£36.1788
| ||||
e)
| Date of the transaction
| 2017-02-20 | ||||
f)
| Place of the transaction
| XLON | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Simone Niven | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Corporate Relations, Group executive | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Part 1 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| (i) Vesting of shares under the Performance Share Plan (ii) Vesting of shares under the Management Share Plan
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
£36.1788
1417 | ||||||
e)
| Date of the transaction
| 2017-02-20 | ||||||
f)
| Place of the transaction
| XLON | ||||||
Part 2 | ||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| (iii) Performance Share Plan - sale of shares to cover tax (iv) Management Share Plan - sale of shares to cover tax
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
667
£36.1788
| ||||||
e)
| Date of the transaction
| 2017-02-20 | ||||||
f)
| Place of the transaction
| XLON |
Steve AllenCompany Secretary
| |
Rio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 2058Registered in England No. 719885
|
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Rio Tinto