16th May 2014 13:00
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1 | Name of the issuer
OLD MUTUAL PLC | 2 | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code
DTR 3.1.2R |
3. | Name of person discharging managerial responsibilities/director
PHILIP BROADLEY, GROUP FINANCE DIRECTOR PAUL HANRATTY, CHIEF OPERATING OFFICER JULIAN ROBERTS, GROUP CHIEF EXECUTIVE DON SCHNEIDER, GROUP HR DIRECTOR
| 4 | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A |
5 | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE | 6 | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 11 3/7p |
7 | Name of registered shareholder(s) and, if more than one, the number of shares held by each of them
PHILIP BROADLEY - 513,434 PAUL HANRATTY - 612,180 JULIAN ROBERTS - 1,965,397 DON SCHNEIDER - 128,012
EXCLUDES UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS | 8 | State the nature of the transaction
VESTING, EXERCISE AND SALE OF NIL- COST OPTION SHARES ORIGINALLY GRANTED ON 13 MAY 2010 PHILIP BROADLEY - 929,569 SHARES VESTED. SOLD ALL SHARES AT £2.00758 PER SHARE PAUL HANRATTY - 401,405 SHARES VESTED. SOLD 189,038 SHARES AT £2.00758 PER SHARE JULIAN ROBERTS - 1,402,805 SHARES VESTED. SOLD ALL SHARES AT £2.00758 PER SHARE DON SCHNEIDER - 334,644 SHARES VESTED. SOLD 252,118 SHARES AT £2.00758 PER SHARE |
9 | Number of shares, debentures or financial instruments relating to shares acquired
PHILIP BROADLEY - 929,569 SHARES PAUL HANRATTY - 401,405 SHARES JULIAN ROBERTS - 1,402,805 SHARES DON SCHNEIDER - 334,644 SHARES
| 10 | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
PHILIP BROADLEY - 0.019% PAUL HANRATTY - 0.008% JULIAN ROBERTS - 0.029% DON SCHNEIDER - 0.007%
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11 | Number of shares, debentures or financial instruments relating to shares disposed
PHILIP BROADLEY - 929,569 SHARES PAUL HANRATTY - 189,038 SHARES JULIAN ROBERTS - 1,402,805 SHARES DON SCHNEIDER - 252,118 SHARES | 12 | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) PHILIP BROADLEY - 0.019% PAUL HANRATTY - 0.004% JULIAN ROBERTS - 0.029% DON SCHNEIDER - 0.005% |
13 | Price per share or value of transaction
AS DESCRIBED IN 8 ABOVE
| 14 | Date and place of transaction
13 MAY 2014 VESTING AND 15 MAY 2014 EXERCISE AND SALE |
15 | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
PHILIP BROADLEY - 513,434 - 0.010% PAUL HANRATTY - 824,547 - 0.017% JULIAN ROBERTS - 1,965,397 - 0.040% DON SCHNEIDER - 210,538 - 0.004%
| 16 | Date issuer informed of transaction
13 MAY 2014 AND 15 MAY 2014 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant
| 18 | Period during which or date on which exercisable |
19 | Total amount paid (if any) for grant of the option
| 20 | Description of shares or debentures involved (class and number)
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21 | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22 | Total number of shares or debentures over which options held following notification
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23 | Any additional information | 24 | Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS +44 20 7002 7133
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Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 16 MAY 2014
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Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
Old Mutual PLC