8th Sep 2016 15:50
Diageo plc (the "Company") | |||||||||||||||||||||||||||||||||||||
1. | Details of Restricted Person / person closely associated with them ("PCA") | ||||||||||||||||||||||||||||||||||||
a) | Name | 1. I MENEZES 2. B FRANZ 3. A GAVAZZI 4. J KENNEDY 5. S SALLER
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b) | Position / status | 1. DIRECTOR 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. MEMBER OF EXECUTIVE COMMITTEE 5. MEMBER OF EXECUTIVE COMMITTEE | |||||||||||||||||||||||||||||||||||
c) | Initial notification / amendment | INITIAL NOTIFICATION | |||||||||||||||||||||||||||||||||||
2. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||||||||||||||||||||||||||||
a) | Description of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | |||||||||||||||||||||||||||||||||||
b) | Nature of the transaction | Release of ADS under the Company's 2008 Performance Share Plan ("PSP") on 5 September 2016. The awards were made on 5 September 2013 and vested at a level of 30.6%. Also released were the ADS that were accrued in respect of notional dividends under the PSP during the period. The balance of each award has lapsed. | |||||||||||||||||||||||||||||||||||
c) | Price(s) and volume(s) |
# ADS have been sold to meet the requirement to reimburse the Company for PAYE tax and National Insurance liabilities on awards released under the PSP.
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d) | Aggregated information | N/A | |||||||||||||||||||||||||||||||||||
e) | Date of the transaction | 6 SEPTEMBER 2016 | |||||||||||||||||||||||||||||||||||
f) | Place of the transaction | NEW YORK STOCK EXCHANGE | |||||||||||||||||||||||||||||||||||
1. | Details of Restricted Person / person closely associated with them ("PCA") | |||||||||||||
a) | Name | I MENEZES | ||||||||||||
b) | Position / status | DIRECTOR | ||||||||||||
c) | Initial notification / amendment | INITIAL NOTIFICATION | ||||||||||||
2. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||||
a) | Description of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | ||||||||||||
b) | Nature of the transaction | EXERCISED OPTIONS OVER ADS AND SUBSEQUENT SALE OF ADS. THE BALANCE AFTER THE SALE HAS BEEN RETAINED. THE OPTIONS WERE GRANTED ON 20 SEPTEMBER 2010 AT A PRICE OF $67.84.
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c) | Price(s) and volume(s) |
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d) | Aggregated information | N/A | ||||||||||||
e) | Date of the transaction | 7 SEPTEMBER 2016 | ||||||||||||
f) | Place of the transaction | NEW YORK STOCK EXCHANGE | ||||||||||||
Related Shares:
Diageo