2nd Dec 2021 17:00
Shareholdings of directors and persons discharging managerial responsibility (PDMR)
Rio Tinto plc
2 December 2021
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Bold Baatar | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Executive, Copper | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| Part 1 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
6,511
N/A | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction
| Outside a trading venue | ||||||
| Part 2 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
3,032
£46.6727 | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Alfredo Barrios
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Commercial Officer | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| Part 1 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
8,400
N/A | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction
| Outside a trading venue | ||||||
| Part 2 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
3,866
£46.6727 | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Peter Cunningham | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Financial Officer | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| Part 1 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
1,810
N/A | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction
| Outside a trading venue | ||||||
| Part 2 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
843
£46.6727 | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Jakob Stausholm | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Executive | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| Part 1 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
3,780
N/A | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction
| Outside a trading venue | ||||||
| Part 2 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
412
£46.6727 | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Simon Trott | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Executive, Iron Ore | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| Part 1 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the 2019 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
7,681
N/A | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction
| Outside a trading venue | ||||||
| Part 2 | |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
1,674
£46.6727 | ||||||
e)
| Date of the transaction
| 2021-12-01 | ||||||
f)
| Place of the transaction | XLON
|
LEI: 213800YOEO5OQ72G2R82Classification: 3.1. Information disclosed under article 19 of the Market Abuse Regulation.
Contacts | Please direct all enquiries to [email protected] |
Media Relations, UK Illtud Harri M +44 7920 503 600
David Outhwaite M +44 7787 597 493
Media Relations, Americas Matthew Klar T +1 514 608 4429
Investor Relations, UK Menno Sanderse M: +44 7825 195 178
David Ovington M +44 7920 010 978
Clare Peever M +44 7788 967 877
| Media Relations, Australia Jonathan Rose M +61 447 028 913
Matt Chambers M +61 433 525 739
Jesse Riseborough M +61 436 653 412
Investor Relations, Australia Natalie Worley M +61 409 210 462
Amar Jambaa M +61 472 865 948 |
Rio Tinto plc 6 St James's SquareLondon SW1Y 4ADUnited Kingdom T +44 20 7781 2000Registered in England No. 719885 | Rio Tinto Limited Level 7, 360 Collins Street Melbourne 3000 Australia
T +61 3 9283 3333 Registered in Australia ABN 96 004 458 404 |
This announcement is authorised for release to the market by Steve Allen, Rio Tinto's Group Company Secretary.
riotinto.com
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