6th Feb 2013 12:21
Canaccord Financial Inc - Director/PDMR ShareholdingCanaccord Financial Inc - Director/PDMR Shareholding
PR Newswire
London, February 6
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY AND CONNECTED PERSONS Annex DTR31. Name of the issuer 2. State whether the notification relates to (i) a transaction CANACCORD FINANCIAL INC. notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R3. Name of person discharging 4. State whether notification relates
managerial responsibilities/ to a person connected with a person director discharging managerial responsibilities/director named in DANIEL DAVIAU 3 and identify the connected person N/A5. Indicate whether the notification 6. Description of shares (including
is in respect of a holding of the class), debentures or derivatives person referred to in 3 or 4 or financial instruments relating above or in respect of a to shares non-beneficial interest COMMON SHARES NOTIFICATION RELATES TO THE PERSONS NAMED IN 3.7. Name of registered shareholders 8. State the nature of the transaction
(s) and, if more than one, the number of shares held by each of ACQUISITION UNDER ANEMPLOYEE STOCK them PURCHASE PLAN DANIEL DAVIAU9. Number of shares, debentures or 10. Percentage of issued class acquired
financial instruments relating to (treasury shares of that class shares acquired should not be taken into account when calculating percentage) DANIEL DAVIAU: 835COMMON SHARES MR. DAVIAU: 0.0008%11. Number of shares, debentures or 12. Percentage of issued class disposed
financial instruments relating to (treasury shares of that class shares disposed should not be taken into account when calculating percentage) N/A N/A13. Price per share or value of 14. Date and place of transaction
transaction VANCOUVER MR. DAVIAU: $7.19 CANADIAN FEBRUARY 5, 2013 15. Total holding following 16. Date issuer informed of transaction notification and total percentage holding following notification FEBRUARY 5, 2013 (any treasury shares should not be taken into account when calculating percentage) DANIEL DAVIAU: 1,496,049/ 1.46%If a person discharging managerial responsibilities has been granted options bythe issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable19. Total amount paid (if any) for 20. Description of shares or debentures
grant of the option involved (class and number)21. Exercise price (if fixed at time 22. Total number of shares or
of grant) or indication that debentures over which options held
price is to be fixed at the time following notification of exercise23. Any additional information 24. Name of contact and telephone
number for queries NONE JULIA GRAY 1-416-687-5315Name of authorised official of issuer responsible for making notification
JULIA GRAY, ASSOCIATE GENERAL COUNSEL AND ASSISTANT CORPORATE SECRETARY
Date of Notification: FEBRUARY 6, 2013Notes: This form is intended for use by an issuer to make a RIS notificationrequired by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to theshares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating theshares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3and 17 to 24.
(4) An issuer making a notification in respect of a financial instrumentrelating to the shares of the issuer (other than a debenture) should completeboxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
CF..L