26th Mar 2012 17:35
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR3.1.4R(1)
1. An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and
24.
2. An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and
24.
3. An issuer making a notification in respect of options granted to a director
/person discharging managerial responsibilities should complete boxes 1 to
3 and 17 to 24.
4. An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should be in block capital letters.
1. Name of the Issuer
Capita plc
2. State whether the notification related to
i. a transaction notified in accordance with DR 3.1.4R(1); or
ii. a disclosure made in accordance with LR 9.8.6R(1); or
iii. a disclosure made in accordance with section 793 of the Companies Act
(2006) Paul Pindar - (i)Gordon Hurst - (i)Vic Gysin - (i)Andy Parker - (i)Paddy Doyle - (i)Maggi Bell - (i)
3. Name of person discharging managerial responsibilities/director
Paul Pindar, Gordon Hurst, Vic Gysin, Andy Parker, Paddy Doyle, Maggi Bell
4. State whether notification related to person connected with a person
discharging managerial responsibilities/director name in 3 and identify the
connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest.
Notification in respect of persons referred to in 3 above
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
Ordinary shares of 2 1/15p each
7. Name of registered shareholder(s) and, if more than one, the number of
shares held by each of them
Paul Pindar:
Shares in own name (including Restricted DABP shares): 1,678,349 (0.273%), Shares held under LTIP: 660,000 (0.108%), Shares held under LTISAS: 600,000 (0.098%), Shares held under CIP: 412,087(0.067%) Shares held under DABP: 146,660 (0.024%)
Gordon Hurst:
Shares in own name (including CSOP and Restricted DABP shares): 37,689 (0.006%), Shares held under LTIP: 480,000 (0.078%), Shares held under DABP: 107,550 (0.018%)
Andy Parker
Shares under ESOS: 4,392 (0.001%), Shares held under LTIP: 280,000 (0.046%), Shares held under DABP: 57,972 (0.009%)
Vic Gysin
Shares in own name (including Restricted DABP shares): 10,433 (0.002%), Shares held under LTIP: 280,000 (0.046%), Shares held under ESOS: 54,392 (0.009%), Shares held under DABP: 72,833 (0.012%)
Maggi Bell
Shares in own name (including Restricted DABP shares): 68,218 (0.011%), Shares held under LTIP: 440,000 (0.072%), Shares held under DABP: 87,994 (0.014%)
Paddy Doyle:
Shares in own name (including CSOP): 27,289 (0.004%, Shares held under LTIP: 48,000 (0.008%)
8. State the nature of transaction
On 23 March 2012, the Directors referred to in section 3 above exercised and sold shares, as set below, granted to them under the Long Term Incentive Plan (LTIP) 2009 and the Executive Share Option Scheme (ESOS). The LTIP awarded nil priced unapproved options and the ESOS awarded approved options, with an exercise price of £6.83.
Paul Pindar - LTIP: 92,433 Ordinary Shares (0.015%)
Gordon Hurst - LTIP: 67,224 Ordinary Shares (0.011%)
Vic Gysin - LTIP: 28,701 Ordinary Shares (0.005%), ESOS: 4,392 Ordinary Shares (0.001%)
Andy Parker - LTIP: 28,701 Ordinary Shares (0.005%), ESOS: 4,392 Ordinary Shares (0.001%)
Maggi Bell - LTIP: 44,816 Ordinary Shares (0.007%)
Paddy Doyle - 26,889 Ordinary Shares (0.004%)
9. Number of shares, debentures or financial instruments relating to shares
acquired.
Paul Pindar - 92,433 Ordinary Shares (0.015%), all sold immediately
Gordon Hurst - 67,224 Ordinary Shares (0.011%), 64,224 sold immediately and 3,000 retained
Vic Gysin - 33,093 Ordinary Shares (0.005%), all sold immediately
Andy Parker - 33,093 Ordinary Shares (0.005%), all sold immediately
Maggi Bell - 44,816 Ordinary Shares (0.007%), 26,450 sold immediately and 18,366 retained
Paddy Doyle - 26,889 Ordinary Shares (0.004%), all sold immediately
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
See section 9 above
11. Number of shares, debentures or financial instruments relating to shares
disposed.
Paul Pindar - 92,433 Ordinary Shares (0.015%),
Gordon Hurst - 64,224 Ordinary Shares (0.010%),
Vic Gysin - 33,093 Ordinary Shares (0.005%)
Andy Parker - 33,093 Ordinary Shares (0.005%)
Maggi Bell - 26,450 Ordinary Shares (0.004%),
Paddy Doyle - 26,889 Ordinary Shares (0.004%)
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
See section 11 above.
13. Price per share or value of transaction
£7.3514 per share
14. Date and place of transaction
23 March 2012, London
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
Paul Pindar:
Shares in own name (including Restricted DABP shares): 1,678,349 (0.273%), Shares held under LTIP: 495,000 (0.081%), Shares held under LTISAS: 600,000 (0.098%), Shares held under CIP: 412,087(0.067%) Shares held under DABP: 146,660 (0.024%)
Gordon Hurst:
Shares in own name (including CSOP and Restricted DABP shares): 40,689 (0.007%), Shares held under LTIP: 360,000 (0.059%), Shares held under DABP: 107,550 (0.018%)
Andy Parker
Shares held under LTIP: 240,000 (0.039%), Shares held under DABP: 57,972 (0.009%)
Vic Gysin
Shares in own name (including Restricted DABP shares): 10,433 (0.002%), Shares held under LTIP: 240,000 (0.039%), Shares held under ESOS: 50,000 (0.008%), Shares held under DABP: 72,833 (0.012%)
Maggi Bell
Shares in own name (including Restricted DABP shares): 86,584 (0.014%), Shares held under LTIP: 360,000 (0.059%), Shares held under DABP: 87,994 (0.014%)
Paddy Doyle:
Shares in own name (including CSOP): 27,289 (0.004%)
16. Date issuer informed of transaction
23 March 2012
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which it can be exercised.
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to
be fixed at the time of exercise.
N/A
22. Total number of shares or debentures over which options held following
notification.
N/A
23. Any additional information
613,750,092 issued share capital (as at 23 March 2012, excluding Treasury Shares)
14,199,984 shares currently held in Treasury
24. Name of contact and telephone number for queries
Francesca Todd, 020 7202 0641
Name and signature of duly authorised officer of issuer responsible for making notification
Francesca Todd, Deputy Group Company Secretary
Date of notification
26 March 2012
PINXRelated Shares:
Capita