18th Dec 2009 07:00
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Company Secretariat |
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18 December 2009 |
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To: |
Australian Securities Exchange |
cc: |
New York Stock Exchange |
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Swiss Stock Exchange |
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JSE Limited |
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London Stock Exchange |
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UBS Zurich |
Notification of Change of Interests of
Persons Discharging Managerial Responsibility
(Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)
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Name of entities |
BHP Billiton Limited |
BHP Billiton Plc |
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ABN 49 004 028 077 |
REG NO 3196209 |
As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interests of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Listing Rules and Disclosure and Transparency Rules of the United Kingdom Listing Authority and the Group's Securities Dealing Procedure.
We (the entities) advise the following information under the UK Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the person discharging managerial responsibilities in accordance with the Group's Securities Dealing Procedure.
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Name of person discharging managerial responsibilities |
Mr A Mackenzie |
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Date of last notice |
9 December 2008 |
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Date issuer informed of transaction |
17 December 2009 |
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Date and place of transaction |
14 December 2009 (place of transaction not applicable) |
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Nature of transaction |
Award of Performance Shares under the Long Term Incentive Plan ("LTIP") and of Deferred Shares and Options under the Group Incentive Scheme ("GIS"). |
Part 1 - Change of relevant interests in securities
Included in this Part are:
in the case of a trust, interests in the trust made available by the responsible entity of the trust;
details of the circumstance giving rise to the relevant interest;
details and estimated valuation if the consideration is non-cash; and
changes in the relevant interest of Connected Persons of the director.
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Direct or indirect interest |
- |
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Nature of indirect interest (including registered holder) |
- |
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Date of change |
- |
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No. of securities held prior to change |
- |
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Class |
- |
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Number acquired |
- |
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Number disposed |
- |
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Value/Consideration |
- |
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No. of securities held after change |
- |
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Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
- |
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Any additional information |
Mr Mackenzie has an indirect interest in 55,049 ordinary shares in BHP Billiton Plc. 55,000 of these ordinary shares are held by Pershing Nominees held jointly by Mr A Mackenzie and Mrs E Mackenzie, of which Mr Mackenzie is a beneficiary, and 49 ordinary shares held by Computershare Nominees on behalf of Shareplus participants as Acquired Shares under the scheme. Shareplus is an all employee share purchase plan of the BHP Billiton Group. There is no change to the above holding. |
Part 2 - Change of interests in contracts other than as described in Part 3
Included in this Part are:
only details of a contract in relation to which the interest has changed; and
details and estimated valuation if the consideration is non-cash.
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Detail of contract |
- |
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Nature of interest |
- |
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Name of registered holder (if issued securities) |
- |
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No. and class of securities to which interest related prior to change |
- |
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Interest acquired |
- |
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Interest disposed |
- |
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Value/Consideration |
- |
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Interest after change |
- |
Part 3 - Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed, save for the total number of securities over which options or other rights are held following this notification.
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Date of grant |
14 December 2009 |
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Period during which or date on which exercisable |
Performance Shares - August 2014 to August 2019 Deferred Shares - August 2011 to August 2014 Options - August 2011 to August 2014 |
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Total amount paid (if any) for the grant |
- |
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Description of securities involved: class; number |
120,000 Performance Shares under the LTIP 12,476 Deferred Shares under the GIS 16,119 Options under the GIS |
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Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise |
Performance Shares - Nil Deferred Shares - Nil Options - £18.68 |
Part 3 - Change of interests in options or other rights granted by the entities (cont'd)
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Total number of securities over which options or other rights held at the date of this notice
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445,839 – maximum number of Performance Shares (ordinary shares of BHP Billiton Plc) under the LTIP
12,476 – maximum number of Deferred Shares (ordinary shares of BHP Billiton Plc) under the GIS
16,119 – maximum number of GIS Options (over ordinary shares of BHP Billiton Plc) under the GIS
49 – maximum number of matched shares (ordinary shares of BHP Billiton Plc) under Shareplus
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474,483 – Total
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Any additional information
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This notification is in respect of the award of Performance Shares under the LTIP and Deferred Shares and Options under the GIS.
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Part 4 - Contact details
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Name of authorised officers responsible for making this notification on behalf of the entities |
Fiona Smith - BHP Billiton Limited Geof Stapledon - BHP Billiton Plc |
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Contact details |
Fiona Smith Tel: +61 3 9609 3179 Fax: +61 3 9609 4372 Geof Stapledon Tel: +44 20 7802 4176 Fax: +44 20 7802 3054 |
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BHP Billiton Limited ABN 49 004 028 077 Registered in Australia Registered Office: 180 Lonsdale Street Melbourne Victoria 3000 |
BHP Billiton Plc Registration number 3196209 Registered in England and Wales Registered Office: Neathouse Place London SW1V 1BH United Kingdom |
The BHP Billiton Group is headquartered in Australia
Related Shares:
BHP Group