15th Dec 2009 17:24
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
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1. |
Name of the issuer LLOYDS BANKING GROUP plc |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) |
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3. |
Name of person discharging managerial responsibilities/director a. J.E. Daniels (Executive Director) b. A.G. Kane (Executive Director) c. G.T. Tate (Executive Director) d. T.J.W. Tookey (Executive Director) e. H.A. Weir (Executive Director) f. A.S. Risley (PDMR) g. C.F. Sergeant (PDMR) h. J. Dawson (PDMR) i. Dr. W.C.G. Berndt (Non-executive Director) j. Sir Winfried Bischoff (Chairman) k. Sir Julian Horn-Smith (Non-executive Director) l. Lord Leitch (Non-executive Director) m. C.J. McCall (Non-executive Director) n. T.T. Ryan (Non-executive Director) o. M.A. Scicluna (Non-executive Director) p. A Watson (Non-executive Director) |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest Notification relates to the persons named in 3 above |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 10p each |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them a. J.E. Daniels b. A.G. Kane c. G.T. Tate d. T.J.W. Tookey e. H.A. Weir f. A.S. Risley g. C.F. Sergeant h. J. Dawson i. Dr. W.C.G. Berndt j. Sir Winfried Bischoff k. Sir Julian Horn-Smith l. Lord Leitch m. C.J. McCall n. T.T. Ryan o. M.A. Scicluna p. A Watson See appendix for more information. |
8. |
State the nature of the transaction Rights issue |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired a. 1,461,289 b. 698,029 c. 298,316 d. 53,962 e. 241,132 f. 66,960 g. 108,216 h. 348,978 i. 543,117 j. 335,000 k. 15,971 l. 31,946 m. 10,862 n. 43,451 o. 32,197 p. 29,409 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) N/A |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
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13. |
Price per share or value of transaction 37p per share |
14. |
Date and place of transaction 14 November 2009 LONDON |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) See appendix for more information Total percentage holding is minimal |
16. |
Date issuer informed of transaction 14th December 2009 |
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17. |
Any additional information - |
18. |
Name of contact and telephone number for queries Sandra Odell 020 7356 1169 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
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17. |
Date of grant - |
18. |
Period during which or date on which exercisable - |
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19. |
Total amount paid (if any) for grant of the option - |
20. |
Description of shares or debentures involved (class and number) - |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - |
22. |
Total number of shares or debentures over which options held following notification - |
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23. |
Any additional information - |
24. |
Name of contact and telephone number for queries |
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Name of authorised official of issuer responsible for making notification Sandra Odell Head of Governance & Policy Date of notification 15th December 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
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(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
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(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
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(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
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(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
APPENDIX
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Section 7 - Name of registered shareholders(s) and, if more than one, the number of shares held by each of them.
(a) J.E. Daniels 1,087,371
Hill Samuel SIP Trustees Limited 8,841
Conditional award of shares - Lloyds TSB long-term incentive plan 5,540,205
(b) A.G. Kane 482,612
Hill Samuel SIP Trustees Limited 8,841
L R Nominees Limited 2,342
Mrs. D.M. Kane/Muirhead 32,821
Conditional award of shares - Lloyds TSB long-term incentive plan 3,075,318
(c) G.T. Tate 219,972
Hill Samuel SIP Trustees Limited 7,459
Conditional award of shares - Lloyds TSB long-term incentive plan 3,430,473
(d) T.J.W. Tookey 38,515
Hill Samuel SIP Trustees Limited 4,936
Conditional award of shares - Lloyds TSB long-term incentive plan 2,331,846
(e) H.A. Weir 166,075
Hill Samuel SIP Trustees Limited 5,842
L R Nominees Limited 11,798
Conditional award of shares - Lloyds TSB long-term incentive plan 3,342,100
(f) A.S. Risley 48,538
Hill Samuel SIP Trustees Limited 4,031
Conditional award of shares - Lloyds TSB long-term incentive plan 1,747,424
(g) C.F. Sergeant 76,899
Hill Samuel SIP Trustees Limited 7,132
HSDL Nominees Limited 1,324
Conditional award of shares - Lloyds TSB long-term incentive plan 2,034,963
(h) HBOS SIP 1,263
Lloyds Banking Group Shareholder Account - J. Dawson 215
HSDL Nominees Limited 259,768
Conditional award of shares - Lloyds TSB long-term incentive plan 2,252,495
(i) Dr. W.C.G. Berndt - held as 11,787 American Depositary Receipts 47,148
BBHISL Nominees Limited a/c 120113 295,644
Fifth Third Nominees Limited 62,520
(j) Chase Nominees Limited 250,000
(k) Sir Julian Horn-Smith 11,919
(l) UBS Nominees Limited 23,841
(m) HSDL Nominees Limited 8,106
(n) JP Morgan Securities Nominees Limited 20,000
(o) HSDL Nominees Limited 23,841
Lloyds Banking Group Shareholder Account - M.W. Scicluna (Son) 188
(p) A Watson 220
HSBC Nominees Limited 17,192
OXM Security Services - Killik & Co ISA provider 2,268
OXM Security Services - Killik ISA connected person - Mrs. J Watson 2,268
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Section 15 - Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
(a) J.E. Daniels 2,544,448
Hill Samuel SIP Trustees Limited 13,053
Conditional award of shares - Lloyds TSB long-term incentive plan 5,540,205
(b) A.G. Kane 1,129,312
Hill Samuel SIP Trustees Limited 13,053
L R Nominees Limited 5,480
Mrs. D.M. Kane/Muirhead 76,800
Conditional award of shares - Lloyds TSB long-term incentive plan 3,075,318
(c) G.T. Tate 514,734
Hill Samuel SIP Trustees Limited 11,013
Conditional award of shares - Lloyds TSB long-term incentive plan 3,430,473
(d) T.J.W. Tookey 90,125
Hill Samuel SIP Trustees Limited 7,288
Conditional award of shares - Lloyds TSB long-term incentive plan 2,331,846
(e) H.A. Weir 388615
Hill Samuel SIP Trustees Limited 8,625
L R Nominees Limited 27,607
Conditional award of shares - Lloyds TSB long-term incentive plan 3,342,100
(f) A.S. Risley 113,578
Hill Samuel SIP Trustees Limited 5,951
Conditional award of shares - Lloyds TSB long-term incentive plan 1,747,424
(g) C.F. Sergeant 179,943
Hill Samuel SIP Trustees Limited 10,530
HSDL Nominees Limited 3,098
Conditional award of shares - Lloyds TSB long-term incentive plan 2,034,963
(h) HBOS SIP 1,864
Lloyds Banking Group Shareholder Account - J. Dawson 503
HSDL Nominees Limited 607,857
Conditional award of shares - Lloyds TSB long-term incentive plan 2,252,495
(i) Dr. W.C.G. Berndt - held as 27,581 American Depositary Receipts 110,326
BBHISL Nominees Limited a/c 120113 619,807
Fifth Third Nominees Limited 146,296
(j) Chase Nominees Limited 585,000
(k) Sir Julian Horn-Smith 27,890
(l) UBS Nominees Limited 55,787
(m) HSDL Nominees Limited 18,968
(n) JP Morgan Securities Nominees Limited 63,451
(o) HSDL Nominees Limited 55,787
Lloyds Banking Group Shareholder Account - M.W. Scicluna (Son) 439
(p) A Watson 514
HSBC Nominees Limited 40,229
OXM Security Services - Killik & Co ISA provider 5,307
OXM Security Services - Killik ISA connected person - Mrs. J Watson 5,307
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Related Shares:
Lloyds