19th Jan 2007 15:04
General Electric Company18 January 2007 SEC Form 3FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0104 Expires: January 31, INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 2008 Estimated average Filed pursuant to Section 16(a) of the Securities Exchange Act of burden 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 0.5 or Section 30(h) of the Investment Company Act of 1940 response 1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol Person* Requiring GENERAL ELECTRIC CO ( GE )Lynch John F Statement (Month/---------------------------------- Day/Year)(Last) (First) (Middle) 01/08/2007GENERAL ELECTRIC COMPANY 4. Relationship of Reporting Person 5. If Amendment, Date of3135 EASTON TURNPIKE (s) to Issuer Original Filed (Month/Day/---------------------------------- (Check all applicable) Year)(Street) Director 10% Owner 6. Individual or Joint/GroupFAIRFIELD CT 06828 X Officer Other Filing (Check Applicable---------------------------------- (give title (specify Line)(City) (State) (Zip) below) below) X Form filed by One Senior Vice President Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) 2. Amount of 3. Ownership 4. Nature of Indirect Securities Form: Direct Beneficial Ownership (Instr. Beneficially Owned (D) or 5) (Instr. 4) Indirect (I) (Instr. 5) Common Stock 7,139 DCommon Stock 810 I by 401(k) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. Date Exercisable 3. Title and Amount 4. 5. 6. Derivative Security and Expiration Date of Securities Conversion Ownership Nature (Instr. 4) (Month/Day/Year) Underlying or Exercise Form: of Derivative Price of Direct Indirect Security (Instr. 4) Derivative (D) or Beneficial Security Indirect Ownership (I) (Instr. 5) (Instr. 5) Amount Date Expiration Title or Exercisable Date Number of shares Phantom Stock Units ( 1 ) ( 1 ) Common Stock 1,173 ( 2 ) DRestricted Stock Units ( 3 ) ( 3 ) Common Stock 18,750 ( 2 ) DRestricted Stock Units ( 4 ) ( 4 ) Common Stock 34,835 ( 2 ) DRestricted Stock Units ( 5 ) ( 5 ) Common Stock 11,250 ( 2 ) DRestricted Stock Units ( 6 ) ( 6 ) Common Stock 50,000 ( 2 ) DEmployee Stock Options (right to buy) ( 7 ) 12/12/2000 12/12/2007 Common Stock 4,500 24.08 DEmployee Stock Options (right to buy) ( 7 ) 09/11/2001 09/11/2008 Common Stock 12,000 26.42 DEmployee Stock Options (right to buy) ( 7 ) 09/10/2002 09/10/2009 Common Stock 15,000 39.73 DEmployee Stock Options (right to buy) ( 7 ) 09/22/2003 09/22/2010 Common Stock 15,000 57.31 DEmployee Stock Options (right to buy) ( 7 ) 07/26/2004 07/26/2011 Common Stock 22,000 43.75 DEmployee Stock Options (right to buy) ( 7 ) 09/26/2004 09/26/2011 Common Stock 11,000 35.48 DEmployee Stock Options (right to buy) ( 8 ) 09/13/2005 09/13/2012 Common Stock 40,000 27.05 DEmployee Stock Options (right to buy) ( 8 ) 09/12/2006 09/12/2013 Common Stock 30,000 31.53 DEmployee Stock Options (right to buy) ( 8 ) 09/17/2007 09/17/2014 Common Stock 36,000 34.22 DEmployee Stock Options (right to buy) ( 8 ) 09/16/2008 09/16/2015 Common Stock 42,000 34.47 DEmployee Stock Options (right to buy) ( 8 ) 09/08/2009 09/08/2016 Common Stock 42,500 34.01 D Explanation of Responses: 1. Reallocable to other investment media. Payable after termination of employment. 2. 1-for-1 3. 15,000 units granted 07/29/99; 15,000 units granted 07/27/00; Vesting schedule :25% on third anniversary; 25% onseventh anniversary; 50% upon retirement. 4. 6,667 units granted 09/12/03; 8,000 units granted 09/17/04; 9,334 units granted 09/16/05; 14,167 units granted on 09/08/06. Vesting schedule : 50% on third anniversary; 50% on fifth anniversary. 5. 15,000 units granted 09/12/03; Vesting schedule : 25% on third anniversary; 25% on fifth anniversary; 25% on tenthanniversary; 25% upon retirement. 6. 25,000 units granted 07/28/05; 25,000 units granted 07/27/06; Vesting schedule : 25% on third anniversary; 25% onfifth anniversary; 25% on seventh; 25% on tenth anniversary. 7. The options become exercisable in two equal installments of 50% each, with 50% on the "Date Exercisable" shown tothe right, and another 50% two years thereafter. 8. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown tothe right, and another 20% each year thereafter. Remarks: Eliza W. Fraser on 01/18/2007 behalf of John Lynch ** Signature of Date Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the formdisplays a currently valid OMB Number. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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