24th Oct 2013 13:45
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Close Brothers Group plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2 R
|
3. | Name of person discharging managerial responsibilities/director
Elizabeth Lee | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
Notification in respect of a holding of the person referred to in 3 above
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 25p each |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Elizabeth Lee 5,418 shares Rock (Nominees) Limited Account SIS 8,767 shares
| 8. | State the nature of the transaction
Calls for: · 2010 Long Term Incentive Plan award shares; and · 2010 Share Matching Plan shares; and part sale of these shares |
9. | Number of shares, debentures or financial instruments relating to shares acquired
38,492 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.03%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
18,140 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.01%
|
13. | Price per share or value of transaction
£12.709075 | 14. | Date and place of transaction
22 October 2013 - London |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
34,537 (0.02%)
| 16. | Date issuer informed of transaction
22 October 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
John Hudspith Deputy Company Secretary Close Brothers Group plc
Date of notification 24 October 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Close Brothers Group plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2 R
|
3. | Name of person discharging managerial responsibilities/director
Rebekah Etherington
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
Notification in respect of a holding of the person referred to in 3 above
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 25p each |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Rebekah Etherington 4,322 shares Richard Etherington 864 shares
| 8. | State the nature of the transaction
Calls for: · 2010 Long Term Incentive Plan award shares; and · 2010 Share Matching Plan shares; and part sale of these shares
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
26,945 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.02%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
12,699 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.01%
|
13. | Price per share or value of transaction
£12.709075 | 14. | Date and place of transaction
22 October 2013 - London |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
19,432 (0.01%)
| 16. | Date issuer informed of transaction
22 October 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
John Hudspith Deputy Company Secretary Close Brothers Group plc
Date of notification 24 October 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Close Brothers Group plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2 R
|
3. | Name of person discharging managerial responsibilities/director
Tazim Essani | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
Notification in respect of a holding of the person referred to in 3 above
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 25p each |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Tazim Essani
| 8. | State the nature of the transaction
Call for 2010 Long Term Incentive Plan award and part sale of these shares |
9. | Number of shares, debentures or financial instruments relating to shares acquired
25,977 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.02%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
4,507 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.003%
|
13. | Price per share or value of transaction
£12.709075
| 14. | Date and place of transaction
22 October 2013 - London
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
34,341 (0.02%)
| 16. | Date issuer informed of transaction
22 October 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification |
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
John Hudspith Deputy Company Secretary Close Brothers Group plc
Date of notification 24 October 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Close Brothers Group plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2 R
|
3. | Name of person discharging managerial responsibilities/director
Martin Andrew | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
Notification in respect of a holding of the person referred to in 3 above
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 25p each |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Lion Nominees Ltd A/C RB | 8. | State the nature of the transaction
Calls for: · 2010 Long Term Incentive Plan award shares; · 2010 Share Matching Plan shares; · 2011 Deferred Annual Bonus Shares (tranche 2 of 3); and · 2012 Deferred Annual Bonus Shares (tranche 1 of 3) and sale of these shares
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
49,320 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.03%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
49,320 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.03% |
13. | Price per share or value of transaction
£12.709075
| 14. | Date and place of transaction
22 October 2013 - London
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
79,821 (0.05%)
| 16. | Date issuer informed of transaction
22 October 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
John Hudspith Deputy Company Secretary Close Brothers Group plc
Date of notification 24 October 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Close Brothers Group plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2 R
|
3. | Name of person discharging managerial responsibilities/director
Jonathan Howell | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
Notification in respect of a holding of the person referred to in 3 above
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 25p each |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Chase Nominees Limited A/C CMBLJPPB
| 8. | State the nature of the transaction
Call for 2010 Long Term Incentive Plan award and sale of these shares |
9. | Number of shares, debentures or financial instruments relating to shares acquired
76,890 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.05%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
76,890 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.05%
|
13. | Price per share or value of transaction
£12.713148
| 14. | Date and place of transaction
22 October 2013 - London
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
263,596 (0.2%)
| 16. | Date issuer informed of transaction
22 October 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
John Hudspith Deputy Company Secretary Close Brothers Group plc
Date of notification 24 October 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
Close Bros