13th Mar 2013 07:00
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
MARK EDWARD VERNON | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
MARK EDWARD VERNON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 19,120 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR VERNON ARE 67,242 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
NICHOLAS JOHN ANDERSON | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
NICHOLAS JOHN ANDERSON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 10,172 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ANDERSON ARE 30,305 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
NEIL HARVEY DAWS | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
NEIL HARVEY DAWS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 10,707 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR DAWS ARE 37,112 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
DAVID JOHN MEREDITH | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
DAVID JOHN MEREDITH | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 11,740 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR MEREDITH ARE 41,118 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
JAMES L WHALEN | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
JAMES L WHALEN | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 9,560 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR WHALEN ARE 15,543 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
ALBERTO GRANDI | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
ALBERTO GRANDI | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 8,184 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR GRANDI ARE 18,156 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
ANDY ROBSON | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
ANDY ROBSON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,250 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ROBSON ARE 2,250 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
FRANK RICHARDSON | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
FRANK RICHARDSON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,250 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR RICHARDSON ARE 4,750 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
BYRON THOMAS | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
BYRON THOMAS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,250 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR THOMAS ARE 4,750 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
MATTEO PALENA | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
MATTEO PALENA | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,250 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR PALENA ARE 4,750 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
|
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| ||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
|
JOHN SENIOR | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
|
PERSON IN 3 | 25P ORDINARY SHARES | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
|
JOHN SENIOR | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
| 14. | Date and place of transaction
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
8TH MARCH 2013 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2015 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
NIL | 25P ORDINARY SHARES | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 1,350 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR SENIOR ARE 2,850 | ||
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Date of notification: 12/3/2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
Spirax-Sarco