12th Oct 2011 16:30
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
MANJIT DALE | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
CONNECTED PERSON
TDR CAPITAL NOMINEES LTD
TDR SHARES LTD
O-RE HOLDINGS UK LIMITED |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest
TDR CAPITAL NOMINEES LTD, TDR SHARES LTD AND O-RE HOLDINGS UK LIMITED (NON BENEFICIAL) | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
TDR CAPITAL NOMINEES LTD 23,831,961 after this transaction.
TDR SHARES LTD 763,733 after this transaction
O-RE HOLDINGS UK LIMITED 4,661,938 after this transaction
| 8. | State the nature of the transaction
RECEIPT OF SCRIP DIVIDEND SHARES |
9. | Number of shares, debentures or financial instruments relating to shares acquired
506,798
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
|
13. | Price per share or value of transaction
507.6p | 14. | Date and place of transaction
7 OCTOBER 2011, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
33,763,900 / 19.35%
Manjit Dale is a director of TDR Capital Nominees Limited, TDR Shares Ltd and O-Re Holdings UK Limited which are all party to the transactions. He is also a director of Jambright Limited. These parties are all considered as Connected Persons of Manjit Dale for disclosure purposes and the above figure is the total of these companies' share interests.
| 16. | Date issuer informed of transaction
11 OCTOBER 2011
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Penny Carter - 01534 715430 |
Name of authorised official of issuer responsible for making notification - Gerald Watson
Date of notification - 12 October2011
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
RENÉ-PIERRE AZRIA
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED.(only in respect of the shares beneficially held by René-Pierre Azria)
| 8. | State the nature of the transaction
RECEIPT OF SCRIP DIVIDEND SHARES
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
413
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1 %
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
| |||
13. | Price per share or value of transaction
507.6p (sterling) | 14. | Date and place of transaction
7 OCTOBER 2011, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
27,812 (less than 1%)
| 16. | Date issuer informed of transaction
11 OCTOBER 2011 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 12 October 2011 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
HUGH EDWARD MARK OSMOND
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
CONNECTED PERSONS
XERCISE 2 LIMITED and XERCISE 2 LIMITED subsidiaries
FRIENDS PROVIDENT A/C 712134
O-RE HOLDINGS UK LIMITED
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial Interest
CONNECTED PERSONS REFERRED TO IN 4 ABOVE INVOLVING SHAREHOLDINGS PARTIALLY BENEFICIAL TO HUGH OSMOND - FOR DETAILS OF HIS OVERALL BENEFICIAL INTEREST, SEE BOX 15
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them.
XERCISE 2 LIMITED (8,196,857)
XERCISE 2 LIMITED subsidiaries (15,016,657)
FRIENDS PROVIDENT A/C 712134 (2,219,958)
O-RE HOLDINGS UK LIMITED (4,661,938)
| 8. | State the nature of the transaction
RECEIPT OF SCRIP DIVIDEND SHARES |
9. | Number of shares, debentures or financial instruments relating to shares acquired
458,825
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
0 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0
|
13. | Price per share or value of transaction
507.6p | 14. | Date and place of transaction
7 OCTOBER 2011, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage).
30,095,410/17.25%
It should be noted that Hugh Osmond's beneficial interest is only in relation to 9,849,533 shares being 5.65% of the issued capital.
| 16. | Date issuer informed of transaction
11 OCTOBER 2011 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant | 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option
| 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries - Penny Carter 01534 715430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 12 October 2011 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11,13, 14, 16, 23 and 24. |
Related Shares:
Phoenix Group Holdings