23rd Mar 2009 14:00
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR D A BAILLIE |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 4,193 SHARES ACQUIRED 4,193 MATCHING SHARES (ii) 23,786 (iii) 26,097 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE 0.002% 0.002% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction £12.46 |
14. |
Date and place of transaction 19 MARCH 2009, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 33,983 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 63,451- NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) 0.003% (ii) & (iii) 0.005% |
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR V BANGA |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 5,154 SHARES ACQUIRED 5,154 MATCHING SHARES (ii) 21,954 (iii) 19,797 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE 0.002% 0.002% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction £12.46 |
14. |
Date and place of transaction 19 MARCH 2009, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 39,114 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 75,452 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) 0.003% (ii) & (iii) 0.006% |
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director PROFESSOR G BERGER |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 CONDITIONAL RESTRICTED STOCK GRANT PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 1,977 SHARES ACQUIRED 1,977 MATCHING SHARES (ii) 16,535 (iii) 10,888 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE 0.001% NEGLIGIBLE |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction £12.46 |
14. |
Date and place of transaction 19 MARCH 2009, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 3,954 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 41,583 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) NEGLIGIBLE (ii) & (iii) 0.003% |
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR J A LAWRENCE |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 9,069 SHARES ACQUIRED 9,069 MATCHING SHARES (ii) 103,811 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.001% 0.008% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction £12.46 |
14. |
Date and place of transaction 19 MARCH 2009, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 343,403 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 234,468 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) 0.027% (ii) & (iii) 0.018% |
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR H MANWANI |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 5,342 SHARES ACQUIRED 5,342 MATCHING SHARES (ii) 22,965 (iii) 19,797 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE 0.002% 0.002% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction £12.46 |
14. |
Date and place of transaction 19 MARCH 2009, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 64,125 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) & (iii) 78,516 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) 0.005% (ii) & (iii) 0.006% |
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR A J OGG |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 4,680 SHARES ACQUIRED 4,680 MATCHING SHARES 12,621 21,850 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE NEGLIGIBLE 0.002% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction US$ 18.21 |
14. |
Date and place of transaction 19 MARCH 2009, USA |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 30,992 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) 32,601 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN (iii) 48,267 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) 0.002% (ii) 0.003% (iii) 0.004% |
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR M B POLK |
4. |
State whether notification relates to a person connected with a person discharging managerial Responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 6,948 SHARES ACQUIRED 6,948 MATCHING SHARES 31,827 30,877 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.001% 0.002% 0.002% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction US$ 18.21 |
14. |
Date and place of transaction 19 MARCH 2009, USA |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 43,651 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) 75,087 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE NORTH AMERICA PERFORMANCE SHARE PLAN (iii) 69,826 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) 0.003% (ii) 0.006% (iii) 0.005% |
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR P G J M POLMAN |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction SHARES ACQUIRED AS PART OF ANNUAL BONUS, WITH MATCHING NUMBER OF SHARES AWARDED PURSUANT TO THE UNILEVER SHARE MATCHING SCHEME CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired (i) 3,413 SHARES ACQUIRED 3,413 MATCHING SHARES (ii) 69,210 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE 0.005% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction £12.46 |
14. |
Date and place of transaction 19 MARCH 2009, UK |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) (i) 6,826 - BENEFICIAL INTEREST IN SHARES OF UNILEVER PLC (ii) 195,615 - NUMBER OF SHARES IN WHICH HAS AN INTEREST PURSUANT TO THE GLOBAL SHARE INCENTIVE PLAN 2007 (i) NEGLIGIBLE (ii) 0.015%
|
16. |
Date issuer informed of transaction 20 MARCH 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries HOLLY RICHARDS +44(0)207 8225927 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 MARCH 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
Unilever