20th Apr 2015 16:00
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
OLD MUTUAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2R |
3. | Name of person discharging managerial responsibilities/director
IAN GLADMAN, GROUP STRATEGY DIRECTOR
PAUL HANRATTY, CHIEF OPERATING OFFICER
INGRID JOHNSON, GROUP FINANCE DIRECTOR
SUE KEAN, CHIEF RISK OFFICER
GAIL KLINTWORTH - GROUP CUSTOMER DIRECTOR
RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS
JULIAN ROBERTS, GROUP CHIEF EXECUTIVE
DON SCHNEIDER, GROUP HR DIRECTOR | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
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5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them IAN GLADMAN - NIL PAUL HANRATTY - 824,547 INGRID JOHNSON - NIL SUE KEAN - 132,949 GAIL KLINTWORTH - 612 RALPH MUPITA - 180,069 JULIAN ROBERTS - 2,014,303 DON SCHNEIDER - 210,538
| 8 | State the nature of the transaction GRANT OF DEFERRED SHORT-TERM INCENTIVE AWARDS (DSTI), AND FOR RALPH MUPITA, A LONG-TERM INCENTIVE AWARD (LTI), IN THE FORM OF FORFEITABLE/RESTRICTED SHARES
IAN GLADMAN - 67,703 PAUL HANRATTY - 166,731 INGRID JOHNSON - 126,204 SUE KEAN - 52,019 GAIL KLINTWORTH - 19,279 RALPH MUPITA - 130,813 (DSTI) AND 154,089 (LTI) JULIAN ROBERTS - 224,589 DON SCHNEIDER - 64,846 |
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
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11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
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13. | Price per share or value of transaction AWARDS GRANTED AT £2.403 PER SHARE (R43.10 IN RESPECT OF RALPH MUPITA)
| 14. | Date and place of transaction 17 APRIL 2015 |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) UNCHANGED FROM 7 ABOVE
| 16. | Date issuer informed of transaction 17 APRIL 2015 |
17 | Date of grant 17 APRIL 2015
| 18 | Period during which or date on which exercisable SUBJECT TO SUCCESSFUL ACHIEVEMENT OF PERFORMANCE TARGETS:
50% BETWEEN 17 APRIL 2018 AND 16 APRIL 2025 50% BETWEEN 17 APRIL 2019 AND 16 APRIL 2025
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19 | Total amount paid (if any) for grant of the option NIL | 20 | Description of shares or debentures involved (class and number) LONG-TERM INCENTIVE AWARDS GRANTED IN THE FORM OF NIL COST SHARE OPTIONS OVER ORDINARY 11 3/7p SHARES
IAN GLADMAN - 287,142 PAUL HANRATTY - 671,036 INGRID JOHNSON - 639,824 SUE KEAN - 149,814 GAIL KLINTWORTH - 117,354
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21 | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise NIL
| 22 | Total number of shares or debentures over which options held following notification IAN GLADMAN - 1,324,630 PAUL HANRATTY - 2,138,472 INGRID JOHNSON - 1,426,813 SUE KEAN - 507,644 GAIL KLINTWORTH - 189,495
THESE TOTALS INCLUDE NIL COST OPTIONS, MARKET VALUE SHARE OPTIONS AND SHARESAVE OPTIONS. |
23. | Any additional information | 24. | Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS +44 20 7002 7133 |
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 20 APRIL 2015 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
Old Mutual PLC