14th Feb 2007 07:00
General Electric Company13 February 2007 SEC Form 5FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0362 Expires: January 31, ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 2008 Estimated average Filed pursuant to Section 16(a) of the Securities Exchange Act of burden 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 1.0 or Section 30(h) of the Investment Company Act of 1940 response Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Form 3 Holdings Reported. Form 4 Transactions Reported. 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting PersonSHERIN KEITH S Symbol (s) to Issuer---------------------------------------- GENERAL ELECTRIC CO ( GE ) (Check all applicable)(Last) (First) (Middle) Director 10% OwnerGENERAL ELECTRIC COMPANY 3. Statement for Issuer's Fiscal Year X Officer Other3135 EASTON TURNPIKE Ended (Month/Day/Year) (give title (specify---------------------------------------- 12/31/2006 below) below)(Street) Senior Vice PresidentFAIRFIELD CT 06828 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing---------------------------------------- (Month/Day/Year) (Check Applicable Line)(City) (State) (Zip) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. 2A. 3. 4. Securities Acquired (A) 5. Amount of 6. 7. Nature(Instr. 3) Transaction Deemed Transaction or Disposed Of (D) (Instr. Securities Ownership of Date (Month Execution Code 3, 4 and 5) Beneficially Form: Indirect /Day/Year) Date, if (Instr. 8) Owned at end Direct Beneficial any of Issuer's (D) or Ownership (Month/ Fiscal Year Indirect (Instr. 4) Day/Year) Amount (A) Price (Instr. 3 (I) or and 4) (Instr. (D) 4) Common Stock 12/08/2006 G 3,760 D $0 152,635 DCommon Stock 6,393 I By FamilyCommon Stock 31,263 I By 401(k) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. 2. 3. 3A. 4. 5. 6. Date 7. 8. 9. 10. 11. Title Conver- Transa- Deemed Transa- Number Exercis- Title Price Number Owner- Natureof sion ction Execution ction of able and Amount of of ship ofDerivative or Date Date, if Code Deriva- and of Securities Deriva- Deriva- Form: IndirectSecurity Exercise (Month/ any (Instr. tive Expira- Underlying tive tive Direct Benefi-(Instr. 3) Price of Day/ (Month/ 8) Securi- tion Derivative Security Securi- (D) or cial Deriva- Year) Day ties Date Security (Instr. ties Indirect Owner- tive /Year) Acquired (Month/ (Instr. 3 5) Benefi- (I) ship Security (A) or Day and 4) cially (Instr. (Instr. Disposed /Year) Owned 4) 4) of (D) Follow- (Instr. ing 3, 4 Reported and 5) Transa- ction(s) Instr.4) (A) (D) Date Expir- Title Amount Exerci- ation or sable Date Number of Shares Explanation of Responses: Remarks: Eliza W. Fraser on 02/13/2007 behalf of Keith S. Sherin ** Signature of Date Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the formdisplays a currently valid OMB Number. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
GEC.L