23rd Jan 2015 18:05
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Peter Carr | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015 | The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 15,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 15,000,000 A Shares | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Peter Dormann | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015 | The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 22,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 22,000,000 A Shares | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Dale Ekmark | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015
| The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 67,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 67,000,000 A Shares | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Pavel Hadrava | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015
| The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 10,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 10,103,771 A Shares | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Jarmila Ivankova | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015 | The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 10,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 10,052,290 A Shares | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Marek Jelinek | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015 Option is conditional upon shareholder approval at the Company's next Annual General Meeting | The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 67,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 67,349,975 A Shares
| ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Gareth Penny | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015 Option is conditional upon shareholder approval at the Company's next Annual General Meeting | The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 125,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 125,750,000 A Shares | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should
complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging
managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) |
New World Resources Plc (the "Issuer") | (i) | ||
3. | Name of person discharging managerial responsibilities/director | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
Boudewijn Wentink | Not applicable | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial | 6. | Description of shares (including class), instruments relating to shares |
The notification is in respect of the person referred to in 3 above | A cash-settled option under the NWR Special Long-Term Incentive Plan (the "Option") comprising a right to receive a cash payment equal to the market value of a specified number of notional 'A' ordinary shares of EUR 0.0004 each in the share capital of the Issuer ("A Shares") | ||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction interest debentures or derivatives or financial |
Not applicable | Not applicable | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable |
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
Not applicable | Not applicable | ||
13. | Price per share or value of transaction | 14. | Date and place of transaction |
Not applicable | Not applicable | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date Issuer was informed of transaction
|
Not applicable | Not applicable |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which it can be exercised |
21 November 2014 by the Board of Directors Confirmed by the Remuneration Committee on 21 January 2015
| The Option becomes exercisable ("vests") as to one third of the A Shares in respect of which it was granted on 31 December 2016, as to a further third on 31 December 2017, and as to the balance on 31 December 2018. | ||
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
Nil | 15,000,000 A Shares | ||
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
Nil | 15,000,000 A Shares | ||
23. | Any additional information | 24. | Name of contact and telephone number for queries |
The Option is a right to receive a cash payment equal to the market price of a number of A Shares on the date on which the holder elects to realise value, following vesting. The Option does not carry any right to A Shares or other securities and any interest in A Shares is purely notional. | Zuzanna Wronkowska (Compliance Officer) Tel: +31 20 570 2200 | ||
Name and signature of duly authorised officer of issuer responsible for making notification _________________________________________________________ Date of notification: 23 January 2015 | |||
Related Shares:
New World Resources