13th Apr 2021 12:09
Equiniti Group plc
Incorporated in England and Wales
Registration number: 07090427
LEI: 213800TS721HGE2JIV94
ISIN: GB00BYWWHR75
Equiniti Group plc
(the Company)
Transactions by Persons Discharging Managerial Responsibilities (PDMRs)
The Company announces that on 12 April 2021, the following PDMRs have acquired shares as set out below following the vesting and exercise of conditional awards granted in 2018 under the Equiniti Group Deferred Annual Bonus Plan (the DABP Awards). Shares were sold either in full or sufficient to cover the participant's tax liabilities arising on exercise, with the balance of shares being retained:
| Number of shares that vested under the DABP Awards | |
Number of vested shares | Number of shares retained | |
John Stier | 36,740 | 19,471 |
Adam Green | 10,693 | 5,667 |
Amy Madden | 5,456 | 0 |
Paul Matthews | 13,738 | 0 |
Thera Prins | 7,509 | 0 |
Duncan Watson | 2,121 | 1,124 |
The Notification of Dealing Forms for each PDMR can be found below.
This notification is made in accordance with the requirements of the UK Market Abuse Regulation Article 19.
For further information please contact:
Prism Cosec LimitedCompany [email protected]
13 April 2021
1 | Details of the person discharging managerial responsibilities/person closely associated | ||||||||||
a) | Name | John Stier | |||||||||
2 | Reason for notification |
| |||||||||
a) | Position/Status | Chief Financial Officer/ Executive Director | |||||||||
b) | Initial notification/amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | Equiniti Group plc | |||||||||
b) | LEI | 213800TS721HGE2JIV94 | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN: GB00BYWWHR75 | |||||||||
b) | Nature of transaction | Exercise of DABP Awards that vested under the Equiniti Group Deferred Annual Bonus Plan (DABP) Awards. Sale of shares either in full or sufficient to cover tax liabilities arising on exercise. | |||||||||
c) | Price(s) and volume(s) |
| |||||||||
d) | Aggregated information | n/a | |||||||||
e) | Date of transaction | 12 April 2021 | |||||||||
f) | Place of transaction | Outside of trading venue and XLON | |||||||||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||||||||||
a) | Name | Adam Green | |||||||||
2 | Reason for notification |
| |||||||||
a) | Position/Status | Chief Risk Officer/PDMR | |||||||||
b) | Initial notification/amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | Equiniti Group plc | |||||||||
b) | LEI | 213800TS721HGE2JIV94 | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | |||||||||
b) | Nature of transaction | Exercise of DABP Awards that vested under the Equiniti Group Deferred Annual Bonus Plan (DABP) Awards. Sale of shares either in full or sufficient to cover tax liabilities arising on exercise. | |||||||||
c) | Price(s) and volume(s) |
| |||||||||
d) | Aggregated information | n/a | |||||||||
e) | Date of transaction | 12 April 2021 | |||||||||
f) | Place of transaction | Outside of trading venue and XLON | |||||||||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||||||||||
a) | Name | Amy Madden | |||||||||
2 | Reason for notification |
| |||||||||
a) | Position/Status | Chief Customer Officer/PDMR | |||||||||
b) | Initial notification/amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | Equiniti Group plc | |||||||||
b) | LEI | 213800TS721HGE2JIV94 | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | |||||||||
b) | Nature of transaction | Exercise of DABP Awards that vested under the Equiniti Group Deferred Annual Bonus Plan (DABP) Awards. Sale of shares either in full or sufficient to cover tax liabilities arising on exercise. | |||||||||
c) | Price(s) and volume(s) |
| |||||||||
d) | Aggregated information | n/a | |||||||||
e) | Date of transaction | 12 April 2021 | |||||||||
f) | Place of transaction | Outside of trading venue and XLON | |||||||||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||||||||||
a) | Name | Paul Matthews | |||||||||
2 | Reason for notification |
| |||||||||
a) | Position/Status | CEO of EQ Boardroom/PDMR | |||||||||
b) | Initial notification/amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | Equiniti Group plc | |||||||||
b) | LEI | 213800TS721HGE2JIV94 | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | |||||||||
b) | Nature of transaction | Exercise of DABP Awards that vested under the Equiniti Group Deferred Annual Bonus Plan (DABP) Awards. Sale of shares either in full or sufficient to cover tax liabilities arising on exercise. | |||||||||
c) | Price(s) and volume(s) |
| |||||||||
d) | Aggregated information | n/a | |||||||||
e) | Date of transaction | 12 April 2021 | |||||||||
f) | Place of transaction | Outside of trading venue and XLON | |||||||||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||||||||||
a) | Name | Thera Prins | |||||||||
2 | Reason for notification |
| |||||||||
a) | Position/Status | Chief Operating Officer/PDMR | |||||||||
b) | Initial notification/amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | Equiniti Group plc | |||||||||
b) | LEI | 213800TS721HGE2JIV94 | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | |||||||||
b) | Nature of transaction | Exercise of DABP Awards that vested under the Equiniti Group Deferred Annual Bonus Plan (DABP) Awards. Sale of shares either in full or sufficient to cover tax liabilities arising on exercise. | |||||||||
c) | Price(s) and volume(s) |
| |||||||||
d) | Aggregated information | n/a | |||||||||
e) | Date of transaction | 12 April 2021 | |||||||||
f) | Place of transaction | Outside of trading venue and XLON | |||||||||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||||||||||
a) | Name | Duncan Watson | |||||||||
2 | Reason for notification |
| |||||||||
a) | Position/Status | CEO of EQ Paymaster/PDMR | |||||||||
b) | Initial notification/amendment | Initial notification | |||||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a) | Name | Equiniti Group plc | |||||||||
b) | LEI | 213800TS721HGE2JIV94 | |||||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
a) | Description of the financial instrument, type of instrument and identification code | Ordinary shares of £0.001 each
ISIN:GB00BYWWHR75 | |||||||||
b) | Nature of transaction | Exercise of DABP Awards that vested under the Equiniti Group Deferred Annual Bonus Plan (DABP) Awards. Sale of shares either in full or sufficient to cover tax liabilities arising on exercise. | |||||||||
c) | Price(s) and volume(s) |
| |||||||||
d) | Aggregated information | n/a | |||||||||
e) | Date of transaction | 12 April 2021 | |||||||||
f) | Place of transaction | Outside of trading venue and XLON | |||||||||
Related Shares:
EQN.L