13th Mar 2017 17:30
RNS Number : 3242Z
HSBC Holdings PLC
13 March 2017
HSBC HOLDINGS PLC
13 March 2017
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
Deferred awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted in 2014 as a part of variable pay for the performance year ended 31 December 2013.
On 10 March, the final tranche of the Awards granted in 2014 vested and the following transactions took place in London:
Directors
Name | Additional Shares issued in lieu of the 2016 4th interim dividend1 | Total number of Shares vested | Number of Shares sold at £6.6716 per Share2 |
Stuart Gulliver | 920 | 36,268 | 36,268 |
Iain Mackay | 539 | 21,245 | 9,986 |
Marc Moses | 540 | 21,244 | 21,244 |
Other PDMRs
Name | Additional Shares issued in lieu of the 2016 4th interim dividend1 | Total number of Shares vested | Number of Shares sold at £6.6716 per Share2 |
Samir Assaf | 1,608 | 63,361 | 29,780 |
Peter Boyles | 519 | 20,440 | 9,199 |
Patrick Burke | 406 | 15,968 | 8,914 |
John Flint | 722 | 28,432 | 13,364 |
Paulo Maia | 267 | 10,532 | 4,233 |
Noel Quinn | 405 | 15,959 | 3,167 |
Antonio Simoes | 438 | 17,254 | 8,110 |
Peter Wong | 827 | 32,584 | 4,888 |
1 At USD$8.0636 per Share being the average closing price of the Company's Shares on the London Stock Exchange between 23 February and 1 March 2017 converted into USD.
2 Includes shares sold to cover withholding tax
The Directors may separately retain such number of Shares equivalent in value to those that vested under the Award (net of tax liabilities) for six months from the original vesting date.
In addition to the above, on 10 March 2017 Stuart Gulliver sold 204,851 shares at £6.6716.
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Stuart Gulliver |
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2 - Reason for the notification |
Position/status | Group Chief Executive |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 920 | $7,418.51 | Aggregated | $8.064 | 920 | $7,418.51 | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 241,119 | £1,608,649.52 | Aggregated | £6.672 | 241,119 | £1,608,649.52 | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Iain Mackay |
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2 - Reason for the notification |
Position/status | Group Finance Director |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 539 | $4,346.28 | Aggregated | $8.064 | 539 | $4,346.28 | | | | | | | | |
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 9,986 | £66,622.60 | Aggregated | £6.672 | 9,986 | £66,622.60 | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Marc Moses |
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2 - Reason for the notification |
Position/status | Group Chief Risk Officer |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 540 | $4,354.34 | Aggregated | $8.064 | 540 | $4,354.34 | | | | | | | | |
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 21,244 | £141,731.47 | Aggregated | £6.672 | 21,244 | £141,731.47 | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Samir Assaf |
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2 - Reason for the notification |
Position/status | Chief Executive, Global Banking and Markets |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 1,608 | $12,966.27 | Aggregated | $8.064 | 1,608 | $12,966.27 | | | | | | | | |
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 29,780 | £198,680.25 | Aggregated | £6.672 | 29,780 | £198,680.25 | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Peter Boyles |
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2 - Reason for the notification |
Position/status | Chief Executive of Global Private Banking |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 519 | $4,185.01 | Aggregated | $8.064 | 519 | $4,185.01 | | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 9,199 | £61,372.05 | Aggregated | £6.672 | 9,199 | £61,372.05 | | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Patrick Burke |
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2 - Reason for the notification |
Position/status | President and Chief Executive of HSBC US |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 406 | $3,273.82 | Aggregated | $8.064 | 406 | $3,273.82 | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 8,914 | £59,470.64 | Aggregated | £6.672 | 8,914 | £59,470.64 | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | John Flint |
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2 - Reason for the notification |
Position/status | Chief Executive, Retail Banking and Wealth Management |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 722 | $5,821.92 | Aggregated | $8.064 | 722 | $5,821.92 | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 13,364 | £89,159.26 | Aggregated | £6.672 | 13,364 | £89,159.26 | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Paulo Maia |
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2 - Reason for the notification |
Position/status | Chief Executive, Latin America |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 267 | $2,152.98 | Aggregated | $8.064 | 267 | $2,152.98 | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 4,233 | £28,240.88 | Aggregated | £6.672 | 4,233 | £28,240.88 | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Noel Quinn |
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2 - Reason for the notification |
Position/status | Chief Executive, Global Commercial Banking |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 405 | $3,265.76 | Aggregated | $8.064 | 405 | $3,265.76 | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 3,167 | £21,128.96 | Aggregated | £6.672 | 3,167 | £21,128.96 | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Antonio Simoes |
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2 - Reason for the notification |
Position/status | Chief Executive, HSBC Bank plc |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 438 | $3,531.86 | Aggregated | $8.064 | 438 | $3,531.86 | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 8,110 | £54,106.68 | Aggregated | £6.672 | 8,110 | £54,106.68 | | | | | | | | |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
Name of natural person | Peter Wong |
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2 - Reason for the notification |
Position/status | Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited |
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| Initial notification/amendment | Initial Notification |
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
Full name of the entity | HSBC Holdings plc |
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| Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
Transaction(s) summary table
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar |
| Nature of Transaction: Acquisition |
| Price | Volume | Total | $8.06 | 827 | $6,668.60 | Aggregated | $8.064 | 827 | $6,668.60 | | | | | | | | |
| Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency |
| 2017-03-10 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound |
| Nature of Transaction: Disposal |
| Price | Volume | Total | £6.67 | 4,888 | £32,610.78 | Aggregated | £6.672 | 4,888 | £32,610.78 | | | | | | | | |
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For any queries related to this notification please contact:
Loren Wulfsohn
Shareholder Services
020 7991 8918
This information is provided by RNS
The company news service from the London Stock Exchange
END
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Related Shares:
HSBC Holdings
