16th Dec 2019 16:32
Brewin Dolphin Holdings PLC
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Richard Buxton
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Group HR Director (PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the 2016 Deferred Profit Share Plan. All shares sold. | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
17,397 shares (exercise)
£0.00 (exercise)
17,397 (sale)
£3.601 (sale) | ||||||
e)
| Date of the transaction
| 13 December 2019 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Richard Buxton
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Group HR Director (PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Sale of shares | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
9,840
£3.578 | ||||||
e)
| Date of the transaction
| 13 December 2019 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
Related Shares:
BRW.L