1st Feb 2011 12:36
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons.
All relevant boxes should be completed in block capital letters
1. | Name of the issuer
CHARLES STANLEY GROUP PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) DTR 3.1.2 R |
3. | Name of person discharging managerial responsibilities/director
SIR DAVID HOWARD ANDREW BUTCHER EDWARD MICHAEL CLARK STEVE KING M.R.I.LILWALL PETER HURST VENETIA MALPAS MARTINA MURPHY PHILIP NATHAN | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
JAMES HOWARD (Connected person of Sir David Howard) |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
NOTIFICATIONS ARE IN RESPECT OF HOLDINGS HELD BY:
JAMES HOWARD ANDREW BUTCHER EDWARD MICHAEL CLARK STEVE KING M.R.I. LILWALL VENETIA MALPAS MARTINA MURPHY PHILIP NATHAN PETER HURST
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY 25p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
ROCK (NOMINEES) LIMITED
| 8. | State the nature of the transaction
ACQUISITION OF SHARES FOLLOWING THE EXERCISE OF SAVE AS YOU EARN SCHEME OPTION ON MATURITY |
9. | Number of shares, debentures or financial instruments relating to shares acquired
JAMES HOWARD - 798 ANDREW BUTCHER - 1887 EDWARD MICHAEL CLARK - 1887 STEVE KING - 1887 M.R.I. LILWALL - 1887 VENETIA MALPAS - 1887 MARTINA MURPHY - 1887 PHILIP NATHAN - 1887 PETER HURST - 1887
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
JAMES HOWARD - 0.001% ANDREW BUTCHER - 0.004% EDWARD MICHAEL CLARK - 0.004% STEVE KING - 0.004% M.R.I. LILWALL - 0.004% VENETIA MALPAS - 0.004% MARTINA MURPHY - 0.004% PHILIP NATHAN - 0.004% PETER HURST - 0.004% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
N/A | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A |
15. | Price per share or value of transaction
248p | 16. | Date and place of transaction
1 February 2011, LONDON |
17. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
SIR DAVID HOWARD - 13,065,388 (29%) (INCLUDING NON-BENEFICIAL HOLDING IN RESPECT OF THE TRUSTEES OF THE CHARLES STANLEY & Co RETIREMENT SCHEME) ANDREW BUTCHER - 91,143 (0.20%) EDWARD MICHAEL CLARK - 809,395 (1.79%) STEVE KING - 43,272 (0.09%) M.R.I. LILWALL - 109,087 (0.24%) VENETIA MALPAS - 24,675 (0.05%) MARTINA MURPHY - 65,682 (0.14%) PHILIP NATHAN - 585,509 (1.30%) PETER HURST - 172,512 (0.38%) | 18. | Date issuer informed of transaction
1 February 2011 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
19. | Date of Grant
N/A | 20. | Period during which or date on which exercisable
N/A |
21. | Total amount paid (if any) for grant of the option
N/A | 22. | Description of shares or debentures involved (class and number)
N/A |
23. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A | 24. | Total number of shares or debentures over which options held following notification
N/A |
25. | Any additional information
N/A | 26. | Name of contact and telephone number for enquiries
Gary Teper, 020 7149 6627 |
Name of authorised official issuer responsible for making notification
Gary Teper
Date of notification 1 February 2011
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Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 23 and 24.
3) An issuer making a notification in respect of options granted to a director/person discharged managerial responsibilities should complete boxes1 to 3 and 17 to 24.
4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
CAY.L