14th May 2013 16:15
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
OLD MUTUAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2R |
3. | Name of person discharging managerial responsibilities/director
·; PHILIP BROADLEY, GROUP FINANCE DIRECTOR ·; PAUL HANRATTY, GROUP OPERATING OFFICER ·; JULIAN ROBERTS, GROUP CHIEF EXECUTIVE ·; DONALD SCHNEIDER, GROUP HR DIRECTOR
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
IN RESPECT OF THOSE NAMED IN 3 ABOVE | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY 11 3/7p SHARES
|
7. | Name of registered shareholder(s) and, if more than one, the number of shares held by each of them
·; PHILIP BROADLEY - 513,434* ·; PAUL HANRATTY - 313,169* ·; JULIAN ROBERTS - 1,544,556* ·; DONALD SCHNEIDER - 78,012*
\* THESE TOTALS EXCLUDE UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS. | 8 | State the nature of the transaction
VESTING, EXERCISE AND SALE OF NIL- COST OPTION SHARES ORIGINALLY GRANTED ON 13 MAY 2010 PHILIP BROADLEY - 929,571 SHARES VESTED. SOLD ALL SHARES AT £2.16283 PER SHARE PAUL HANRATTY - 401,405 SHARES VESTED. SOLD ALL SHARES AT £2.16283 PER SHARE JULIAN ROBERTS - 1,402,805 SHARES VESTED. SOLD 981,964 SHARES AT £2.16283 PER SHARE DONALD SCHNEIDER - 334,646 SHARES VESTED. SOLD 284,646 SHARES AT £2.16283 PER SHARE |
9. | Number of shares, debentures or financial instruments relating to shares acquired
·; PHILIP BROADLEY - 929,571 SHARES ·; PAUL HANRATTY - 401,405 SHARES ·; JULIAN ROBERTS - 1,402,805 SHARES ·; DONALD SCHNEIDER - 334,646 SHARES | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
·; PHILIP BROADLEY - 0.02% ·; PAUL HANRATTY - 0.01% ·; JULIAN ROBERTS - 0.03% ·; DONALD SCHNEIDER - 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
·; PHILIP BROADLEY - 929,571 SHARES ·; PAUL HANRATTY - 401,405 SHARES ·; JULIAN ROBERTS - 981,964 SHARES ·; DONALD SCHNEIDER - 284,646 SHARES | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
·; PHILIP BROADLEY - 0.02% ·; PAUL HANRATTY - 0.01% ·; JULIAN ROBERTS - 0.02% ·; DONALD SCHNEIDER - 0.01%
|
13. | Price per share or value of transaction
AS DESCRIBED IN 8 ABOVE
| 14. | Date and place of transaction
13 AND 14 MAY 2013 - LONDON |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
·; PHILIP BROADLEY - 513,434* - 0.01% ·; PAUL HANRATTY - 313,169* - 0.01% ·; JULIAN ROBERTS - 1,965,397* - 0.04% ·; DONALD SCHNEIDER - 128,012* - 0.00%
\* THESE TOTALS EXCLUDE UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS. | 16. | Date issuer informed of transaction
14 MAY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant
| 18.
| Period during which or date on which exercisable |
19. | Total amount paid (if any) for grant of the option
| 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information | 24. | Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS +44 20 7002 7133
|
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 14 MAY 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
Old Mutual PLC