1st Dec 2016 16:08
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
a)
| Name
| Susan Beckett
| |||||
2
| Reason for the notification
| ||||||
a)
| Position/status
| Group Risk and Compliance Director (PDMR) | |||||
b)
| Initial notification /Amendment
| Initial notification | |||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
a)
| Name
| Brewin Dolphin Holdings PLC | |||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | |||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
b)
| Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | |||||
c)
| Price(s) and volume(s)
|
| |||||
d)
| Aggregated information
- Aggregated volume
- Price
|
21,456 shares
287.40p
| |||||
e)
| Date of the transaction
| 2016-12-01 | |||||
f)
| Place of the transaction
| London Stock Exchange | |||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
a)
| Name
| Robin Beer
| |||||
2
| Reason for the notification
| ||||||
a)
| Position/status
| Head of Intermediary and Institutional (PDMR) | |||||
b)
| Initial notification /Amendment
| Initial notification | |||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
a)
| Name
| Brewin Dolphin Holdings PLC | |||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | |||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
b)
| Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | |||||
c)
| Price(s) and volume(s)
|
| |||||
d)
| Aggregated information
- Aggregated volume
- Price
|
25,516 shares
287.40p
| |||||
e)
| Date of the transaction
| 2016-12-01 | |||||
f)
| Place of the transaction
| London Stock Exchange | |||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
a)
| Name
| Richard Buxton
| |||||
2
| Reason for the notification
| ||||||
a)
| Position/status
| Group Human Resources Director (PDMR) | |||||
b)
| Initial notification /Amendment
| Initial notification | |||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
a)
| Name
| Brewin Dolphin Holdings PLC | |||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | |||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
b)
| Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | |||||
c)
| Price(s) and volume(s)
|
| |||||
d)
| Aggregated information
- Aggregated volume
- Price
|
17,397 shares
287.40p
| |||||
e)
| Date of the transaction
| 2016-12-01 | |||||
f)
| Place of the transaction
| London Stock Exchange | |||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
a)
| Name
| Charles Ferry
| |||||
2
| Reason for the notification
| ||||||
a)
| Position/status
| Co-Head of Private Clients (PDMR) | |||||
b)
| Initial notification /Amendment
| Initial notification | |||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
a)
| Name
| Brewin Dolphin Holdings PLC | |||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | |||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
b)
| Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | |||||
c)
| Price(s) and volume(s)
|
| |||||
d)
| Aggregated information
- Aggregated volume
- Price
|
34,794 shares
287.40p
| |||||
e)
| Date of the transaction
| 2016-12-01 | |||||
f)
| Place of the transaction
| London Stock Exchange | |||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
a)
| Name
| Nicholas Fitzgerald | |||||
2
| Reason for the notification
| ||||||
a)
| Position/status
| Head of Financial Planning (PDMR) | |||||
b)
| Initial notification /Amendment
| Initial notification | |||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
a)
| Name
| Brewin Dolphin Holdings PLC | |||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | |||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
b)
| Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | |||||
c)
| Price(s) and volume(s)
|
| |||||
d)
| Aggregated information
- Aggregated volume
- Price
|
30,735 shares
287.40p
| |||||
e)
| Date of the transaction
| 2016-12-01 | |||||
f)
| Place of the transaction
| London Stock Exchange | |||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
a)
| Name
| Stephen Jones | |||||
2
| Reason for the notification
| ||||||
a)
| Position/status
| Co-Head of Private Clients (PDMR) | |||||
b)
| Initial notification /Amendment
| Initial notification | |||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
a)
| Name
| Brewin Dolphin Holdings PLC | |||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | |||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | |||||
b)
| Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | |||||
c)
| Price(s) and volume(s)
|
| |||||
d)
| Aggregated information
- Aggregated volume
- Price
|
17,397 shares
287.40p
| |||||
e)
| Date of the transaction
| 2016-12-01 | |||||
f)
| Place of the transaction
| London Stock Exchange | |||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||||
Name
| Paul Jones | ||||||
Reason for the notification
| |||||||
Position/status
| Chief of Staff (PDMR) | ||||||
Initial notification /Amendment
| Initial notification | ||||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
Name
| Brewin Dolphin Holdings PLC | ||||||
LEI
| 213800PS7FS5UYOWAC49 | ||||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | ||||||
Price(s) and volume(s)
|
| ||||||
Aggregated information
- Aggregated volume
- Price
|
6,958 shares
287.40p
| ||||||
Date of the transaction
| 2016-12-01 | ||||||
Place of the transaction
| London Stock Exchange | ||||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||||
Name
| Thomas Lack | ||||||
Reason for the notification
| |||||||
Position/status
| Chief Operating Officer (PDMR) | ||||||
Initial notification /Amendment
| Initial notification | ||||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
Name
| Brewin Dolphin Holdings PLC | ||||||
LEI
| 213800PS7FS5UYOWAC49 | ||||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | ||||||
Price(s) and volume(s)
|
| ||||||
Aggregated information
- Aggregated volume
- Price
|
26,096 shares
287.40p
| ||||||
Date of the transaction
| 2016-12-01 | ||||||
Place of the transaction
| London Stock Exchange | ||||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||||
Name
| David Nicol | ||||||
Reason for the notification
| |||||||
Position/status
| Chief Executive (Director/PDMR) | ||||||
Initial notification /Amendment
| Initial notification | ||||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
Name
| Brewin Dolphin Holdings PLC | ||||||
LEI
| 213800PS7FS5UYOWAC49 | ||||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | ||||||
Price(s) and volume(s)
|
| ||||||
Aggregated information
- Aggregated volume
- Price
|
33,345 shares
287.40p
| ||||||
Date of the transaction
| 2016-12-01 | ||||||
Place of the transaction
| London Stock Exchange | ||||||
Details of the person discharging managerial responsibilities / person closely associated
| |||||||
Name
| Andrew Westenberger | ||||||
Reason for the notification
| |||||||
Position/status
| Finance Director (Director/PDMR) | ||||||
Initial notification /Amendment
| Initial notification | ||||||
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
Name
| Brewin Dolphin Holdings PLC | ||||||
LEI
| 213800PS7FS5UYOWAC49 | ||||||
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
Nature of the transaction
| Grant of nil cost share options under the Deferred Profit Share Plan | ||||||
Price(s) and volume(s)
|
| ||||||
Aggregated information
- Aggregated volume
- Price
|
28,125 shares
287.40p
| ||||||
Date of the transaction
| 2016-12-01 | ||||||
Place of the transaction
| London Stock Exchange | ||||||
Related Shares:
BRW.L