7th Nov 2008 16:45
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
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1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
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3. |
Name of person discharging managerial responsibilities/director MR D BAILLIE |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired 2,248 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) NEGLIGIBLE |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
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13. |
Price per share or value of transaction N/A |
14. |
Date and place of transaction N/A |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) N/A |
16. |
Date issuer informed of transaction 07 NOVEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
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17. |
Date of grant 06 NOVEMBER 2008 |
18. |
Period during which or date on which exercisable 06 NOVEMBER 2011 |
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19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) ORDINARY 3 1/9P SHARES |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise 1439.00p |
22. |
Total number of shares or debentures over which options held following notification 26,234 (number of shares in which has an interest pursuant to the Unilever global share incentive plan 2007) |
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23. |
Any additional information N/A |
24. |
Name of contact and telephone number for queries JULIAN THURSTON +44(0)207 8226707 |
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Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 07 NOVEMBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
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(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director PROFESSOR G BERGER |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 14,160 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.001% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction N/A |
14. |
Date and place of transaction N/A |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) N/A |
16. |
Date issuer informed of transaction 07 NOVEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant 06 NOVEMBER 2008 |
18. |
Period during which or date on which exercisable 06 NOVEMBER 2011 |
|
19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) ORDINARY 3 1/9P SHARES |
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise 1439.00p |
22. |
Total number of shares or debentures over which options held following notification 14,160 (number of shares in which has an interest pursuant to the Unilever global share incentive plan 2007) |
|
23. |
Any additional information N/A |
24. |
Name of contact and telephone number for queries JULIAN THURSTON +44(0)207 8226707 |
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 07 NOVEMBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
|
1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
|
3. |
Name of person discharging managerial responsibilities/director MR P POLMAN |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares UNILEVER PLC ORDINARY 3 1/9P SHARES |
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A |
8. |
State the nature of the transaction CONDITIONAL AWARD OF RIGHTS TO SHARES PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007 CONDITIONAL RESTRICTED STOCK GRANT PURSUANT TO THE UNILEVER GLOBAL SHARE INCENTIVE PLAN 2007, WHICH WILL VEST IN THREE EQUAL INSTALMENTS FOLLOWING THE DATE OF GRANT. |
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired 58,752 67,653 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.005% 0.005% |
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
|
13. |
Price per share or value of transaction N/A |
14. |
Date and place of transaction N/A |
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) N/A |
16. |
Date issuer informed of transaction 07 NOVEMBER 2008 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
|
17. |
Date of grant 06 NOVEMBER 2008 |
18. |
Period during which or date on which exercisable 06 NOVEMBER 2011 1/3 will vest after one year from date of grant, 1/3 will vest after two years from date of grant, and 1/3 will vest after three years from date of grant |
||
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19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) ORDINARY 3 1/9P SHARES |
||
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise 1439.00p |
22. |
Total number of shares or debentures over which options held following notification 126,405 (number of shares in which has an interest pursuant to the Unilever global share incentive plan 2007) |
||
|
23. |
Any additional information N/A |
24. |
Name of contact and telephone number for queries JULIAN THURSTON +44(0)207 8226707 |
||
|
Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 07 NOVEMBER 2008 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
|
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
|
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
|
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
|
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
Unilever