19th Dec 2017 11:00
Brewin Dolphin Holdings PLC
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Susan Beckett
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Risk Officer (PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise. | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
14,983 shares (exercise)
0.00p (exercise)
14,983 shares (sale)
385.50p (exercise)
| ||||||
e)
| Date of the transaction
| 2017-12-15 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Robin Beer
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise. | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
20,170 shares (exercise)
0.00p (exercise)
20,170 shares (sale)
385.50p (sale) | ||||||
e)
| Date of the transaction
| 2017-12-15 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Charles Ferry
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Managing Director of Private Clients (PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise. | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
26,740 shares (exercise)
0.00p (exercise)
26,740 shares (sale)
385.50p (sale) | ||||||
e)
| Date of the transaction
| 2017-12-15 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| David Nicol
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief Executive (Director/PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. Sufficient shares sold to cover income tax and national insurance liabilities. | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
50,714 shares (exercise)
0.00p (exercise)
23,884 shares (sale)
385.50p (sale)
| ||||||
e)
| Date of the transaction
| 2017-12-15 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Andrew Westenberger
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Finance Director (Diector/PDMR) | ||||||
b)
| Initial notification /Amendment
| Initial notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||||
b)
| Nature of the transaction
| Exercise of nil cost option over shares awarded under the Deferred Profit Share Plan - 2014 grant. All shares sold as a result of the exercise. | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
Aggregated volume
- Price
|
42,646 shares (exercise)
0.00p (exercise)
42,646 shares (sale)
385.50p (sale)
| ||||||
e)
| Date of the transaction
| 2017-12-15 | ||||||
f)
| Place of the transaction
| London Stock Exchange | ||||||
Related Shares:
BRW.L