18th May 2018 12:00
Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
18 May 2018
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Bold Baatar
| ||||
2
| Reason for the notification | |||||
a)
| Position/status
| Chief executive, Energy & Minerals | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
7,389
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018 | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
63,039
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Alfredo Barrios
| ||||
2
| Reason for the notification | |||||
a)
| Position/status
| Chief executive, Rio Tinto Aluminium | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
10,097
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
66,050
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Jean-Sébastien Jacques
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief executive | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
21,401
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
139,995
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Vera Kirikova
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Human Resources Group executive | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
6,308
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
45,219
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Christopher Lynch | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief financial officer | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
16,625
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Simone Niven | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Corporate Relations Group executive | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
6,713
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
49,440
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Philip Richards | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Group executive, Group General Counsel | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
5,327
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
50,872
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Arnaud Soirat | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief executive, Copper & Diamonds | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
6,328
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
57,657
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
1
| Details of the person discharging managerial responsibilities / person closely associated | |||||
a)
| Name
| Simon Trott | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief commercial officer | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a)
| Name
| Rio Tinto plc | ||||
b)
| LEI
| 213800YOEO5OQ72G2R82 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
Part 1 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
1,313
£37.030 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction
| XLON | ||||
Part 2 | ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||
b)
| Nature of the transaction
| Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
57,188
£34.10 | ||||
e)
| Date of the transaction
| 2018-05-15 | ||||
f)
| Place of the transaction | XLON
|
LEI: 213800YOEO5OQ72G2R82Classification: 2.2. Inside information disclosed under article 19 of the Market Abuse Regulation
Steve AllenGroup Company SecretaryRio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 2058Registered in England No. 719885 |
Related Shares:
Rio Tinto