7th Mar 2012 16:15
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
Peter Stuart Crook | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Peter Stuart Crook | 8. | State the nature of the transaction
Sale following vesting on 5 March 2012 of basic award of 31,755 shares and matching award of 31,755 shares granted in 2009 under the Provident Financial Performance Share Plan.
Sale following vesting on 6 March 2012 of 24,906 shares granted in 2009 under the Provident Financial plc Deferred Bonus Scheme and 4,244 shares in lieu of dividends waived.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
92,660 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.067% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
92,660 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.067% |
13. | Price per share or value of transaction
63,510 shares at 1119.26p per share 29,150 shares at 1109.24p per share | 14. | Date and place of transaction
6 March 2012
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
114,195 unrestricted shares 0.083% 503,793 restricted shares 0.367%
| 16. | Date issuer informed of transaction
6 March 2012
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 7 March 2012
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
Andrew Charles Fisher | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Andrew Charles Fisher | 8. | State the nature of the transaction
Sale following vesting on 5 March 2012 of basic award of 23,349 shares and matching award of 23,349 shares granted in 2009 under the Provident Financial Performance Share Plan.
Sale following vesting on 6 March 2012 of 18,679 shares granted in 2009 under the Provident Financial plc Deferred Bonus Scheme and 3,183 shares in lieu of dividends waived.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
68,560 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.049% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
68,560 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.049% |
13. | Price per share or value of transaction
46,698 shares at 1119.26p per share 21,862 shares at 1109.24p per share | 14. | Date and place of transaction
6 March 2012
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
72,032 unrestricted shares 0.052% 351,788 restricted shares 0.256%
| 16. | Date issuer informed of transaction
6 March 2012
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 7 March 2012
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
Christopher Donald Gillespie | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Christopher Donald Gillespie | 8. | State the nature of the transaction
Sale following vesting on 5 March 2012 of basic award of 22,415 shares and matching award of 22,415 shares granted in 2009 under the Provident Financial Performance Share Plan.
Sale following vesting on 6 March 2012 of 17,434 shares granted in 2009 under the Provident Financial plc Deferred Bonus Scheme and 2,971 shares in lieu of dividends waived.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
65,235 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.047% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
65,235 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.047% |
13. | Price per share or value of transaction
44,830 shares at 1119.26p per share 20,405 shares at 1109.24p per share | 14. | Date and place of transaction
6 March 2012
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
61,380 unrestricted shares 0.044% 334,181 restricted shares 0.243%
| 16. | Date issuer informed of transaction
6 March 2012
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 7 March 2012
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
Kenneth John Mullen | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Kenneth John Mullen | 8. | State the nature of the transaction
Sale following vesting on 5 March 2012 of basic award of 3,437 shares and matching award of 3,437 shares granted in 2009 under the Provident Financial Performance Share Plan.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
6,874 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.005% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
6,874 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.005% |
13. | Price per share or value of transaction
1119.26p per share
| 14. | Date and place of transaction
6 March 2012
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
3,321 unrestricted shares 0.002% 49,946 restricted shares 0.036%
| 16. | Date issuer informed of transaction
6 March 2012
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 7 March 2012
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
John Moulding | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
John Moulding | 8. | State the nature of the transaction
Following vesting on 5 March 2012 of basic award of 3,791 shares and matching award of 3,791 shares granted in 2009 under the Provident Financial Performance Share Plan 3,953 shares were sold to cover income tax and national insurance contributions due on vesting.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
7,582 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.005% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
3,953 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.002% |
13. | Price per share or value of transaction
1119.26p per share
| 14. | Date and place of transaction
6 March 2012
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16,904 unrestricted shares 0.012% 45,248 restricted shares 0.032%
| 16. | Date issuer informed of transaction
6 March 2012
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 7 March 2012
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Provident Financial plc | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
This relates to (i)
|
3. | Name of person discharging managerial responsibilities/director
Michael Carlo Lenora | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
Not applicable |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
In respect of person named in 3 above | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of 20 8/11p |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Michael Carlo Lenora | 8. | State the nature of the transaction
Following vesting on 5 March 2012 of basic award of 14,710 shares and matching award of 14,710 shares granted in 2009 under the Provident Financial Performance Share Plan 15,337 shares were sold to cover income tax and national insurance contributions due on vesting.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
29,420 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.021% |
11. | Number of shares, debentures or financial instruments relating to shares disposed
15,337 | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.011% |
13. | Price per share or value of transaction
1119.26p per share
| 14. | Date and place of transaction
6 March 2012
London Stock Exchange
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
77,820 unrestricted shares 0.056% 159,441 restricted shares 0.116%
| 16. | Date issuer informed of transaction
6 March 2012
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Emma G Versluys Deputy Company Secretary Tel: 01274 351351
|
Name of authorised official of issuer responsible for making notification:
Emma G Versluys, Deputy Company Secretary
Date of notification: 7 March 2012
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
PFG.L