29th Dec 2009 16:15
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
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1. |
Name of the issuer UNILEVER PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R |
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3. |
Name of person discharging managerial responsibilities/director MR A J OGG |
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A |
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5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE |
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7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them MR A J OGG |
8. |
State the nature of the transaction EXERCISE OF OPTIONS GRANTED ON 25 MARCH 2003 UNDER THE Unilever North America 2002 Omnibus Equity Compensation Plan AND SUBSEQUENT SALE OF SHARES EXERCISE OF OPTIONS GRANTED ON 25 MARCH 2003 UNDER THE Unilever North America 2002 Omnibus Equity Compensation Plan AND SUBSEQUENT SALE OF SHARES EXERCISE OF OPTIONS GRANTED ON 24 MARCH 2004 UNDER THE Unilever North America 2002 Omnibus Equity Compensation Plan AND SUBSEQUENT SALE OF SHARES SALE OF SHARES |
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9. |
Number of shares, debentures or financial instruments relating to shares acquired 7,400 37,690 22,545 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.005% |
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11. |
Number of shares, debentures or financial instruments relating to shares disposed 7,400 37,690 22,545 1,900 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 0.005% |
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13. |
Price per share or value of transaction Exercise price: US$ 20.31 US$ 20.31 US$ 21.42 Sale price: US$ 31.7784 US$ 31.7718 US$ 31.7753 US$ 31.709 |
14. |
Date and place of transaction 23 DECEMBER 2009 |
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15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 21,762 0.002% |
16. |
Date issuer informed of transaction 24 DECEMBER 2009 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
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17. |
Date of grant N/A |
18. |
Period during which or date on which exercisable N/A |
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19. |
Total amount paid (if any) for grant of the option N/A |
20. |
Description of shares or debentures involved (class and number) N/A |
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21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A |
22. |
Total number of shares or debentures over which options held following notification N/A |
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23. |
Any additional information N/A |
24. |
Name of contact and telephone number for queries HOLLY SCOTT +44(0)207 8225927 |
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Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 29 DECEMBER 2009 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
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(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
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(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
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(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
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An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
Unilever