5th Sep 2016 10:27
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Graham Kerr | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Executive Officer and Managing Director | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | N/A | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Price Volume Total 0.00 833022 0.00 Aggregated 0.00 833022 0.00 Price Volume Total 1.93 408181 788279.15 Aggregated 1.931 408181 788279.15 | ||||||
e) | Date of the transaction | 31 August 2016 | ||||||
f) | Place of the transaction | XASX | ||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Brendan Harris | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | Chief Financial Officer | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | N/A | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares to cover tax liability | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Price Volume Total 0.00 274862 0.00 Aggregated 0.00 274862 0.00 Price Volume Total 1.93 134682 260097.88 Aggregated 1.931 134682 260097.88 | ||||||
e) | Date of the transaction | 31 August 2016 | ||||||
f) | Place of the transaction | XASX | ||||||
Notification of dealing form
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
a) | Name | Johannes Fredericus Grimbeek | ||||
2 | Reason for the notification | |||||
a) | Position/status | President and Chief Operating Officer Australia Region | ||||
b) | Initial notification/Amendment | Initial Notification | ||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Name | South32 Limited | ||||
b) | LEI | N/A | ||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan | ||||
c) | Price(s) and volume(s) |
| ||||
d) | Aggregated information - Aggregated volume - Price | Price Volume Total 0.00 204062 0.00 Aggregated 0.00 204062 0.00 | ||||
e) | Date of the transaction | 31 August 2016 | ||||
f) | Place of the transaction | XASX | ||||
Notification of dealing forms
1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
a) | Name | Michael Fraser | ||||||
2 | Reason for the notification | |||||||
a) | Position/status | President and Chief Operating Officer Africa Region | ||||||
b) | Initial notification/Amendment | Initial Notification | ||||||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Name | South32 Limited | ||||||
b) | LEI | N/A | ||||||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares AU000000S320 | ||||||
b) | Nature of the transaction | Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares, including to cover tax liability | ||||||
c) | Price(s) and volume(s) |
| ||||||
d) | Aggregated information - Aggregated volume - Price | Price Volume Total 0.00 1064412 0.00 Aggregated 0.00 1064412 0.00 Price Volume Total 1.93 564412 1089992.45 Aggregated 1.931 564412 1089992.45 | ||||||
e) | Date of the transaction | 31 August 2016 | ||||||
f) | Place of the transaction | XASX | ||||||
Related Shares:
South32