2nd Jul 2009 15:29
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
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(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
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(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. |
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(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
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(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
1. Name of the issuer
HENDERSON GROUP PLC
2.State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
(ii) DIRECTOR
3. Name of person discharging managerial responsibilities/director
ANDREW JAMES FORMICA
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
NOTIFICATION IS IN RESPECT OF THE SHAREHOLDER NAMED IN 3 ABOVE
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
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6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 12.5 PENCE EACH
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
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8 State the nature of the transaction
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9. Number of shares, debentures or financial instruments relating to shares acquired
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10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
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11. Number of shares, debentures or financial instruments relating to shares disposed
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12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
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13. Price per share or value of transaction
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14. Date and place of transaction
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15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
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16. Date issuer informed of transaction
5 MARCH 2009
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant
5 MARCH 2009
18. Period during which or date on which it can be exercised
See below
19. Total amount paid (if any) for grant of the option
Nil cost - see below
20. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A………………………………
21. Description of shares or debentures involved (class and number)
HENDERSON GROUP LONG TERM INCENTIVE PLAN (LTIP)
Performance share award of 2,000,000 shares. The award is exercisable only if certain conditions are met (as defined in the LTIP), including Henderson Group plc's Total Shareholder Return relative to companies in its comparator group over a period of three calendar years, 2009 to 2011. The number of shares capable of vesting on 2 May 2012 will depend on the extent to which the performance conditions are satisfied.
22. Total number of shares or debentures over which options held following notification
Performance share award (as above)
23. Any additional information
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24. Name of contact and telephone number for queries
MR M PURKIS - 020 7818 2959
Name and signature of duly authorised officer of issuer responsible for making notification
MR M PURKIS
Date of notification
2 JULY 2009
Related Shares:
HGG.L