5th Nov 2015 14:01
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
OLD MUTUAL PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2R |
3. | Name of person discharging managerial responsibilities/director BRUCE HEMPHILL, GROUP CHIEF EXECUTIVE | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8 | State the nature of the transaction |
9. | Number of shares, debentures or financial instruments relating to shares acquired | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
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11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
13. | Price per share or value of transaction | 14. | Date and place of transaction |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
17 | Date of grant 5 NOVEMBER 2015
| 18 | Period during which or date on which exercisable SUBJECT TO SUCCESSFUL ACHIEVEMENT OF PERFORMANCE TARGETS:
50% BETWEEN 5 NOVEMBER 2018 AND 4 NOVEMBER 2025 50% BETWEEN 5 NOVEMBER 2019 AND 4 NOVEMBER 2025
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19 | Total amount paid (if any) for grant of the option NIL | 20 | Description of shares or debentures involved (class and number) GRANT OF A BUYOUT AWARD IN THE FORM OF A NIL COST SHARE OPTION OVER 1,509,686 ORDINARY 11 3/7p SHARES |
21 | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise NIL | 22 | Total number of shares or debentures over which options held following notification 1,509,686 |
23. | Any additional information THE GRANT OF THIS OPTION IS TO COMPENSATE BRUCE HEMPHILL FOR LOSSES HE INCURRED WHEN LEAVING HIS PREVIOUS EMPLOYER | 24. | Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS +44 20 7002 7133 |
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 5 NOVEMBER 2015 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
Old Mutual PLC