28th Feb 2013 17:00
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
CHARLES CLARKE
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED only in respect of the shares beneficially held by Mr Charles Clarke)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
389
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
| |||
13. | Price per share or value of transaction
500p
| 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
2,389 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
DAVID KENNETH BARNES
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by David Kenneth Barnes)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
447
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1 %
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
| |||
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
2,747 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
IAN GUY HANDLEY ASHKEN
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Ian Ashken)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
246,098
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1 %
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
N/A
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transactions
500p | 14. | Date and place of transactions
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
1,509,796 (less than 1%) - beneficially held
Following the above transaction Mr Ashken holds 1,330,585 in his own name. Tasburgh LLC holds 179,211 shares which Mr Ashken controls and is the managing member. Tasburgh LLC is considered as a connected person. | 16. | Date issuer informed of transaction
27 FEBRUARY 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
ISABEL FRANCES HUDSON
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Isabel Hudson)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
631
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1 %
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
| |||
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
3,880 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
RENÉ-PIERRE AZRIA
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED.(only in respect of the shares beneficially held by René-Pierre Azria)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
5,622
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1 %
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
| |||
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
34,491 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
TOM CROSS BROWN
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED.(only in respect of the shares beneficially held by Mr Tom Cross Brown)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
324
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1 %
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
N/A
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transaction s
500p
| 14. | Date and place of transactions
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
1,988 | 16. | Date issuer informed of transaction
27 FEBRUARY 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
HUGH EDWARD MARK OSMOND
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
HUGH EDWARD MARK OSMOND
CONNECTED PERSONS
XERCISE2 LIMITED
XERCISE2 LIMITED and its subsidiaries
FRIENDS PROVIDENT INTERNATIONAL LTD |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial Interest
HUGH EDWARD MARK OSMOND AND CONNECTED PERSONS REFERRED TO IN 4 ABOVE INVOLVING SHAREHOLDINGS PARTIALLY BENEFICIAL TO HUGH OSMOND - FOR DETAILS OF HIS OVERALL BENEFICIAL INTEREST, SEE BOX 15
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them.
XERCISE2 LIMITED (11,009,536)
XERCISE2 LIMITED'S SUBSIDIARIES (943,075) - i.e. excluding shares held directly by Xercise2 Limited
FRIENDS PROVIDENT INTERNATIONAL LTD (5,441,742) | 8. | State the nature of the transaction
Purchase of Shares through Open Offer. |
9. | Number of shares, debentures or financial instruments relating to shares acquired
XERCISE2 LIMITED (1,794,568)
XERCISE2 LIMITED'S SUBSIDIARIES (153,723) - i.e. excluding shares held directly by Xercise2 Limited
FRIENDS PROVIDENT INTERNATIONAL LTD (887,010) | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
1.26%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
Nil | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
Nil
|
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage).
17,394,353 (7.74%) (Combined Holding of Hugh Osmond and Connected Parties)
It should be noted that Hugh Osmond's beneficial interest is only in relation to 13,229,201 shares being 5.89% of the issued capital. | 16. | Date issuer informed of transaction
27 FEBRUARY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant | 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option
| 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries - Penny Carter 01534 715430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11,13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
MANJIT DALE | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
CONNECTED PERSONS
TDR CAPITAL NOMINEES LTD
JAMBRIGHT LIMITED
TDR SHARES LIMITED |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
TDR CAPITAL NOMINEES LTD, JAMBRIGHT LIMITED AND TDR SHARES LIMITED (NON-BENEFICIAL) | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
TDR CAPITAL NOMINEES LTD 29,627,103 (after this transaction.)
JAMBRIGHT LIMITED 5,383,839 (after this transaction)
TDR SHARES LIMITED 912,466 (after this transaction)
JAMBRIGHT MIDCO LIMITED 1
| 8. | State the nature of the transaction
Purchase of Shares THROUGH Open Offer |
9. | Number of shares, debentures or financial instruments relating to shares acquired
4,690,915 shares acquired by TDR Capital Nominees Limited
877,572 shares acquired by Jambright Nominees Limited
148,733 shares acquired by TDR Shares Limited
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
2.54%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
N/A
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
35,923,409 / 15.99 %
Manjit Dale is a director of TDR Capital Nominees Limited, Jambright Limited, Jambright Midco Limited and TDR Shares Limited. The above figure is the total of these companies' share interests which are considered to be 'connected persons' of Manjit Dale for disclosure purposes.
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Penny Carter - 01534 715430 |
Name of authorised official of issuer responsible for making notification - Gerald Watson
Date of notification - 28 February 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
ALAN GORDON ROFFEY-JONES
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
ALAN JONES (345)
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Alan Jones) (46,444)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
ALAN JONES (52)
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Alan Jones) (6,000)
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 1 %
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
46,789 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
FIONA CLUTTERBUCK
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
FIONA CLUTTERBUCK (107,854)
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Fiona Clutterbuck) (68,405)
| 8. | State the nature of the transaction
PURCHASE OF SHARES UNDER OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
FIONA CLUTTERBUCK (17,579)
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Fiona Clutterbuck) (5,018)
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transaction
500p
| 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
176,259 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
JANE MACLEOD | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
JANE MACLEOD (15,341 following this transaction)
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Jane MacLeod) (28,777 following this transaction)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
JANE MACLEOD (52)
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Jane MacLeod) (3,500)
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
44,118 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
JEAN PARK
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Jean Park)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
3,981 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
24,425 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PHOENIX GROUP HOLDINGS | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DISCLOSURE UNDER DTR 3.1.8
|
3. | Name of person discharging managerial responsibilities/director
MICHAEL JOHN MERRICK
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
PERSON REFERRED TO IN 3 ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
COMPUTERSHARE COMPANY NOMINEES LIMITED (only in respect of the shares beneficially held by Mike Merrick)
| 8. | State the nature of the transaction
PURCHASE OF SHARES THROUGH OPEN OFFER
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
9,700 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 1%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
NIL | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
13. | Price per share or value of transaction
500p | 14. | Date and place of transaction
21 FEBRUARY 2013, CAYMAN ISLANDS
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
75,422 (less than 1%)
| 16. | Date issuer informed of transaction
27 FEBRUARY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
PENNY CARTER, 01534 715 430
|
Name of authorised official of issuer responsible for making notification Gerald Watson Date of notification 28 February 2013 |
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Related Shares:
Phoenix Group Holdings