31st Dec 2014 11:26
| DEALING DISCLOSURE | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | XL GROUP PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP PLC | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 30 December 2014 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,358 | 0.00% | 206 | 0.00% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 11,700 | 0.00% | 16,500 | 0.01% | |||||||||||
| TOTAL: | 13,058 | 0.01% | 16,706 | 0.01% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 100 | 34.7300 USD | ||||||||||||
| ORD | Purchase | 180 | 34.7600 USD | ||||||||||||
| ORD | Purchase | 196 | 34.7025 USD | ||||||||||||
| ORD | Purchase | 204 | 34.7024 USD | ||||||||||||
| ORD | Purchase | 500 | 34.6580 USD | ||||||||||||
| ORD | Purchase | 500 | 34.6900 USD | ||||||||||||
| ORD | Purchase | 670 | 34.5315 USD | ||||||||||||
| ORD | Purchase | 2,261 | 34.7500 USD | ||||||||||||
| ORD | Purchase | 3,175 | 34.4950 USD | ||||||||||||
| ORD | Purchase | 4,800 | 34.6433 USD | ||||||||||||
| ORD | Purchase | 5,300 | 34.6447 USD | ||||||||||||
| ORD | Sale | 6 | 34.5800 USD | ||||||||||||
| ORD | Sale | 100 | 34.7300 USD | ||||||||||||
| ORD | Sale | 100 | 34.7400 USD | ||||||||||||
| ORD | Sale | 200 | 34.7024 USD | ||||||||||||
| ORD | Sale | 200 | 34.7450 USD | ||||||||||||
| ORD | Sale | 200 | 34.7700 USD | ||||||||||||
| ORD | Sale | 258 | 34.7800 USD | ||||||||||||
| ORD | Sale | 300 | 34.7100 USD | ||||||||||||
| ORD | Sale | 480 | 34.7600 USD | ||||||||||||
| ORD | Sale | 600 | 34.7550 USD | ||||||||||||
| ORD | Sale | 764 | 34.5374 USD | ||||||||||||
| ORD | Sale | 913 | 34.7500 USD | ||||||||||||
| ORD | Sale | 1,600 | 34.5903 USD | ||||||||||||
| ORD | Sale | 2,400 | 34.6789 USD | ||||||||||||
| ORD | Sale | 2,900 | 34.6163 USD | ||||||||||||
| ORD | Sale | 3,075 | 34.4864 USD | ||||||||||||
| ORD | Sale | 3,400 | 34.6598 USD | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 31 Dec 2014 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL INC | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | XL GROUP PLC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -100 | 30.0000 | American | 17 Jan 2015 | |||||||||
| ORD | Put Options | Purchased | -5,800 | 30.0000 | American | 17 Apr 2015 | |||||||||
| ORD | Put Options | Purchased | -2,600 | 31.0000 | American | 17 Jan 2015 | |||||||||
| ORD | Put Options | Purchased | -6,600 | 32.0000 | American | 17 Jan 2015 | |||||||||
| ORD | Put Options | Purchased | -1,400 | 37.0000 | American | 17 Jan 2015 | |||||||||
| ORD | Put Options | Written | 1,000 | 33.0000 | American | 17 Jan 2015 | |||||||||
| ORD | Call Options | Purchased | 2,400 | 35.0000 | American | 17 Jan 2015 | |||||||||
| ORD | Call Options | Purchased | 8,300 | 36.0000 | American | 17 Jan 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
Copyright Business Wire 2014
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