9th Jan 2015 11:31
DEALING DISCLOSURE
| 1. | KEY INFORMATION | ||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||
| (b) | Name of offeror/offeree in relation to whose | XL GROUP PLC | |||||||||||
| relevant securities this form relates: | |||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||
| principal trader is connected | |||||||||||||
| (d) | Date position held/dealing undertaken: | 8 January 2015 | |||||||||||
| 2. | POSITIONS | ||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||
| Class of relevant security: | ORD | ||||||||||||
| Interests | Short Positions | ||||||||||||
| Number | (%) | Number | (%) | ||||||||||
| (1) | Relevant securities owned | ||||||||||||
| and/or controlled: | 1,196 | 0.00% | 1,738 | 0.00% | |||||||||
| (2) | Derivatives (other than | ||||||||||||
| options): | 0 | 0.00% | 0 | 0.00% | |||||||||
| (3) | Options and agreements to | ||||||||||||
| purchase/sell: | 11,700 | 0.00% | 16,500 | 0.01% | |||||||||
| (4) | |||||||||||||
| TOTAL: | 12,896 | 0.00% | 18,238 | 0.01% | |||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) | |||||||||||||
| Class of relevant security in relation to | |||||||||||||
| which subscription right exists | |||||||||||||
| Details, including nature of the rights | |||||||||||||
| concerned and relevant percentages: | |||||||||||||
| 3. | DEALINGS | ||||||||||||
| (a) | Purchases and sales | ||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||
| security | securities | ||||||||||||
| ORD | Purchase | 2 | 35.1500 USD | ||||||||||
| ORD | Purchase | 96 | 35.4100 USD | ||||||||||
| ORD | Purchase | 100 | 35.4000 USD | ||||||||||
| ORD | Purchase | 200 | 35.2200 USD | ||||||||||
| ORD | Purchase | 200 | 35.2800 USD | ||||||||||
| ORD | Purchase | 200 | 35.4200 USD | ||||||||||
| ORD | Purchase | 300 | 35.5200 USD | ||||||||||
| ORD | Purchase | 302 | 35.4132 USD | ||||||||||
| ORD | Purchase | 398 | 35.5776 USD | ||||||||||
| ORD | Purchase | 400 | 35.4300 USD | ||||||||||
| ORD | Purchase | 900 | 35.4344 USD | ||||||||||
| ORD | Purchase | 1,100 | 35.3127 USD | ||||||||||
| ORD | Purchase | 1,400 | 35.2892 USD | ||||||||||
| ORD | Purchase | 1,800 | 35.1755 USD | ||||||||||
| ORD | Purchase | 2,000 | 35.3967 USD | ||||||||||
| ORD | Purchase | 2,200 | 35.2895 USD | ||||||||||
| ORD | Purchase | 3,300 | 35.4186 USD | ||||||||||
| ORD | Purchase | 4,885 | 35.3373 USD | ||||||||||
| ORD | Purchase | 5,900 | 35.3873 USD | ||||||||||
| ORD | Purchase | 5,900 | 35.5063 USD | ||||||||||
| ORD | Purchase | 19,344 | 35.3698 USD | ||||||||||
| ORD | Sale | 100 | 35.4100 USD | ||||||||||
| ORD | Sale | 100 | 35.4300 USD | ||||||||||
| ORD | Sale | 100 | 35.5050 USD | ||||||||||
| ORD | Sale | 100 | 35.5500 USD | ||||||||||
| ORD | Sale | 200 | 35.2200 USD | ||||||||||
| ORD | Sale | 200 | 35.4000 USD | ||||||||||
| ORD | Sale | 200 | 35.4425 USD | ||||||||||
| ORD | Sale | 300 | 35.5200 USD | ||||||||||
| ORD | Sale | 400 | 35.4400 USD | ||||||||||
| ORD | Sale | 400 | 35.5012 USD | ||||||||||
| ORD | Sale | 600 | 35.4619 USD | ||||||||||
| ORD | Sale | 700 | 35.4107 USD | ||||||||||
| ORD | Sale | 1,000 | 35.4410 USD | ||||||||||
| ORD | Sale | 1,100 | 35.5000 USD | ||||||||||
| ORD | Sale | 1,400 | 35.4892 USD | ||||||||||
| ORD | Sale | 2,100 | 35.2997 USD | ||||||||||
| ORD | Sale | 2,100 | 35.4226 USD | ||||||||||
| ORD | Sale | 3,000 | 35.3536 USD | ||||||||||
| ORD | Sale | 3,200 | 35.5060 USD | ||||||||||
| ORD | Sale | 4,600 | 35.2819 USD | ||||||||||
| ORD | Sale | 5,300 | 35.3788 USD | ||||||||||
| ORD | Sale | 24,229 | 35.3633 USD | ||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||
| security | description | reference | |||||||||||
| securities | |||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| (ii) | Exercising | ||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||
| security | securities | unit | |||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||
| security | applicable) | ||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||
| Date of disclosure: | 9 Jan 2015 | ||||||||||||
| Contact name: | Jay Supaya | ||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||
| 1. | KEY INFORMATION | ||||||||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL INC | ||||||||||||
| are being disclosed: | |||||||||||||
| Name of offeror/offeree in relation to whose | XL GROUP PLC | ||||||||||||
| relevant securities this from relates: | |||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -100 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,800 | 30.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -2,600 | 31.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -6,600 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 37.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,000 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,400 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 8,300 | 36.0000 | American | 17 Jan 2015 | |||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||
| understood: | |||||||||||||
Copyright Business Wire 2015
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