30th Jan 2015 11:47
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 29 January 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 923,000 | 0.25% | 496,792 | 0.14% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 229,189 | 0.06% | 516,425 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,152,189 | 0.32% | 1,013,217 | 0.28% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 558 | 7.0100 GBP | ||||||||||||
| ORD | Purchase | 798 | 6.9973 GBP | ||||||||||||
| ORD | Purchase | 871 | 7.0092 GBP | ||||||||||||
| ORD | Purchase | 1,594 | 7.0050 GBP | ||||||||||||
| ORD | Purchase | 2,289 | 6.9900 GBP | ||||||||||||
| ORD | Purchase | 2,951 | 7.0000 GBP | ||||||||||||
| ORD | Purchase | 5,078 | 6.9950 GBP | ||||||||||||
| ORD | Purchase | 5,988 | 7.0150 GBP | ||||||||||||
| ORD | Purchase | 7,761 | 7.0036 GBP | ||||||||||||
| ORD | Purchase | 16,900 | 7.0024 GBP | ||||||||||||
| ORD | Purchase | 22,391 | 7.0069 GBP | ||||||||||||
| ORD | Purchase | 23,364 | 7.0013 GBP | ||||||||||||
| ORD | Purchase | 27,844 | 7.0040 GBP | ||||||||||||
| ORD | Purchase | 600,000 | 6.9985 GBP | ||||||||||||
| ORD | Sale | 190 | 6.9850 GBP | ||||||||||||
| ORD | Sale | 475 | 6.9860 GBP | ||||||||||||
| ORD | Sale | 617 | 6.9960 GBP | ||||||||||||
| ORD | Sale | 624 | 6.9962 GBP | ||||||||||||
| ORD | Sale | 887 | 7.0000 GBP | ||||||||||||
| ORD | Sale | 1,594 | 7.0050 GBP | ||||||||||||
| ORD | Sale | 1,808 | 7.0108 GBP | ||||||||||||
| ORD | Sale | 1,965 | 7.0027 GBP | ||||||||||||
| ORD | Sale | 2,474 | 6.9900 GBP | ||||||||||||
| ORD | Sale | 2,807 | 6.9950 GBP | ||||||||||||
| ORD | Sale | 3,794 | 7.0005 GBP | ||||||||||||
| ORD | Sale | 4,645 | 6.9904 GBP | ||||||||||||
| ORD | Sale | 4,684 | 7.0150 GBP | ||||||||||||
| ORD | Sale | 5,319 | 6.9987 GBP | ||||||||||||
| ORD | Sale | 10,508 | 7.0007 GBP | ||||||||||||
| ORD | Sale | 27,284 | 6.9988 GBP | ||||||||||||
| ORD | Sale | 38,164 | 6.9997 GBP | ||||||||||||
| ORD | Sale | 81,821 | 7.0002 GBP | ||||||||||||
| ORD | Sale | 117,808 | 7.0009 GBP | ||||||||||||
| ORD | Sale | 142,750 | 6.9970 GBP | ||||||||||||
| ORD | Sale | 235,258 | 6.9976 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 2,699 | 6.9992 GBP | |||||||||||
| ORD | SWAP | Long | 5,740 | 6.9925 GBP | |||||||||||
| ORD | CFD | Long | 38,164 | 6.9997 GBP | |||||||||||
| ORD | SWAP | Short | 2,915 | 7.0011 GBP | |||||||||||
| ORD | CFD | Short | 3,747 | 6.9957 GBP | |||||||||||
| ORD | SWAP | Short | 9,524 | 7.0049 GBP | |||||||||||
| ORD | SWAP | Short | 16,900 | 7.0024 GBP | |||||||||||
| ORD | CFD | Short | 59,477 | 7.0047 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 30 Jan 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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