19th Feb 2015 11:09
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 18 February 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 802,154 | 0.22% | 315,043 | 0.09% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 127,127 | 0.03% | 466,239 | 0.13% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 929,281 | 0.25% | 781,282 | 0.21% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 256 | 7.0275 GBP | ||||||||||||
| ORD | Purchase | 334 | 7.0200 GBP | ||||||||||||
| ORD | Purchase | 366 | 7.0250 GBP | ||||||||||||
| ORD | Purchase | 409 | 7.0430 GBP | ||||||||||||
| ORD | Purchase | 574 | 7.0150 GBP | ||||||||||||
| ORD | Purchase | 1,460 | 7.0450 GBP | ||||||||||||
| ORD | Purchase | 1,725 | 7.0383 GBP | ||||||||||||
| ORD | Purchase | 2,252 | 7.0409 GBP | ||||||||||||
| ORD | Purchase | 2,269 | 7.0300 GBP | ||||||||||||
| ORD | Purchase | 2,599 | 7.0529 GBP | ||||||||||||
| ORD | Purchase | 3,159 | 7.0378 GBP | ||||||||||||
| ORD | Purchase | 3,493 | 7.0350 GBP | ||||||||||||
| ORD | Purchase | 3,728 | 7.0384 GBP | ||||||||||||
| ORD | Purchase | 4,691 | 7.0375 GBP | ||||||||||||
| ORD | Purchase | 6,515 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 9,921 | 7.0362 GBP | ||||||||||||
| ORD | Purchase | 15,890 | 7.0381 GBP | ||||||||||||
| ORD | Purchase | 35,600 | 7.0369 GBP | ||||||||||||
| ORD | Purchase | 41,799 | 7.0437 GBP | ||||||||||||
| ORD | Sale | 256 | 7.0275 GBP | ||||||||||||
| ORD | Sale | 341 | 7.0200 GBP | ||||||||||||
| ORD | Sale | 366 | 7.0250 GBP | ||||||||||||
| ORD | Sale | 409 | 7.0430 GBP | ||||||||||||
| ORD | Sale | 574 | 7.0150 GBP | ||||||||||||
| ORD | Sale | 1,244 | 7.0284 GBP | ||||||||||||
| ORD | Sale | 1,460 | 7.0450 GBP | ||||||||||||
| ORD | Sale | 1,600 | 7.0300 GBP | ||||||||||||
| ORD | Sale | 1,725 | 7.0383 GBP | ||||||||||||
| ORD | Sale | 3,493 | 7.0350 GBP | ||||||||||||
| ORD | Sale | 4,053 | 7.0400 GBP | ||||||||||||
| ORD | Sale | 4,348 | 7.0550 GBP | ||||||||||||
| ORD | Sale | 4,441 | 7.0336 GBP | ||||||||||||
| ORD | Sale | 4,523 | 7.0369 GBP | ||||||||||||
| ORD | Sale | 4,562 | 7.0439 GBP | ||||||||||||
| ORD | Sale | 17,328 | 7.0385 GBP | ||||||||||||
| ORD | Sale | 39,381 | 7.0472 GBP | ||||||||||||
| ORD | Sale | 40,037 | 7.0373 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 64 | 7.0542 GBP | |||||||||||
| ORD | CFD | Long | 2,858 | 7.0290 GBP | |||||||||||
| ORD | SWAP | Long | 3,812 | 7.0473 GBP | |||||||||||
| ORD | CFD | Short | 1,000 | 7.0465 GBP | |||||||||||
| ORD | CFD | Short | 2,000 | 7.0556 GBP | |||||||||||
| ORD | CFD | Short | 2,000 | 7.0606 GBP | |||||||||||
| ORD | SWAP | Short | 6,073 | 7.0372 GBP | |||||||||||
| ORD | SWAP | Short | 10,838 | 7.0352 GBP | |||||||||||
| ORD | CFD | Short | 11,844 | 7.0376 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 19 Feb 2015 | ||||||||||||||
| Contact name: | Sushil Vashisht | ||||||||||||||
| Telephone number: | 020 7773 0744 | ||||||||||||||
Copyright Business Wire 2015
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